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4//SEC Filing

HUND THOMAS N 4

Accession 0001181431-10-009725

CIK 0000934612other

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 5:04 PM ET

Size

51.5 KB

Accession

0001181431-10-009725

Insider Transaction Report

Form 4
Period: 2010-02-12
HUND THOMAS N
Executive VP and CFO
Transactions
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-12188,81633,202 total
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-122500 total(indirect: By daughter)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1244,7460 total
    Exercise: $32.72Exp: 2014-04-29Common Stock, $0.01 par value (44,746 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1261,2000 total
    Exercise: $47.18Exp: 2015-01-01Common Stock, $0.01 par value (61,200 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1236,2690 total
    Exercise: $49.21Exp: 2015-05-02Common Stock, $0.01 par value (36,269 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-121,3110 total
    Exercise: $76.20From: 2006-07-26Exp: 2011-04-25Common Stock, $0.01 par value (1,311 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1230,7550 total
    Exercise: $80.17Exp: 2016-04-27Common Stock, $0.01 par value (30,755 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1217,8120 total
    Exercise: $82.55From: 2007-08-20Exp: 2012-04-25Common Stock, $0.01 par value (17,812 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-121,2100 total
    Exercise: $82.55From: 2007-08-20Exp: 2013-04-24Common Stock, $0.01 par value (1,210 underlying)
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-1233,2020 total
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-1263,1120 total(indirect: By GRAT)
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-122500 total(indirect: By son)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-123,0540 total
    Exercise: $32.72Exp: 2014-04-29Common Stock, $0.01 par value (3,054 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-122,0310 total
    Exercise: $49.21Exp: 2015-05-02Common Stock, $0.01 par value (2,031 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1228,6030 total
    Exercise: $76.20From: 2006-07-26Exp: 2011-04-25Common Stock, $0.01 par value (28,603 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-121,2450 total
    Exercise: $80.17Exp: 2016-04-27Common Stock, $0.01 par value (1,245 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-121,2110 total
    Exercise: $82.55From: 2007-08-20Exp: 2012-04-25Common Stock, $0.01 par value (1,211 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy))

    2010-02-1235,2000 total
    Exercise: $88.77Exp: 2017-04-26Common Stock, $0.01 par value (35,200 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1246,1600 total
    Exercise: $105.23Exp: 2018-05-01Common Stock, $0.01 par value (46,160 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1266,7300 total
    Exercise: $64.97Exp: 2019-04-27Common Stock, $0.01 par value (66,730 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1217,9130 total
    Exercise: $77.67From: 2010-01-28Exp: 2013-01-01Common Stock, $0.01 par value (17,913 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-1215,4220 total
    Exercise: $77.67From: 2010-01-28Exp: 2013-04-24Common Stock, $0.01 par value (15,422 underlying)
Footnotes (19)
  • [F1]Disposed of pursuant to merger agreement between issuer and Berkshire Hathaway Inc. in exchange for either Berkshire Hathaway Inc. shares or cash, as elected.
  • [F10]This option was converted into an option to purchase 1,670 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.75 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 27, 2007, April 27, 2008 and April 27, 2009.
  • [F11]This option was converted into an option to purchase 41,267 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.75 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 27, 2007, April 27, 2008 and April 27, 2009.
  • [F12]This option was converted into an option to purchase 23,900 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $61.52 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F13]This option was converted into an option to purchase 1,624 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $61.52 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F14]This option was converted into an option to purchase 1,623 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $61.52 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F15]This option was converted into an option to purchase 47,232 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $66.16 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option is exercisable in three annual installments. The first two installments became exercisable on April 26, 2008 and April 26, 2009, and the remaining installment will become exercisable on April 26, 2010.
  • [F16]This option was converted into an option to purchase 61,938 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $78.43 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option is exercisable in three annual installments. The first installment became exercisable on May 1, 2009, and the remaining two will become exercisable on May 1, 2010 and May 1, 2011.
  • [F17]This option was converted into an option to purchase 89,539 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $48.42 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option will vest in three annual installments on April 27, 2010, April 27, 2011 and April 27, 2012.
  • [F18]This option was converted into an option to purchase 24,036 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $57.89 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F19]This option was converted into an option to purchase 20,693 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $57.89 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F2]Restricted stock units payable in common stock. These units were converted into restricted stock units payable in Berkshire Hathaway Inc. Class B common stock in connection with the merger.
  • [F3]This option was converted into an option to purchase 60,041 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $24.39 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 29, 2005, April 29, 2006 and April 29, 2007.
  • [F4]This option was converted into an option to purchase 4,097 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $24.39 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 29, 2005, April 29, 2006 and April 29, 2007.
  • [F5]This option was converted into an option to purchase 82,119 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $35.17 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on January 1, 2006, January 1, 2007 and January 1, 2008.
  • [F6]This option was converted into an option to purchase 2,725 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $36.68 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on May 2, 2006, May 2, 2007 and May 2, 2008.
  • [F7]This option was converted into an option to purchase 48,666 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $36.68 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on May 2, 2006, May 2, 2007 and May 2, 2008.
  • [F8]This option was converted into an option to purchase 38,380 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $56.80 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F9]This option was converted into an option to purchase 1,759 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $56.80 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.

Issuer

BURLINGTON NORTHERN SANTA FE, LLC

CIK 0000934612

Entity typeother

Related Parties

1
  • filerCIK 0001199826

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 5:04 PM ET
Size
51.5 KB