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4//SEC Filing

ICE CARL R 4

Accession 0001181431-10-009742

CIK 0000934612other
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 5:18 PM ET

Size

49.7 KB

Accession

0001181431-10-009742

Insider Transaction Report

Form 4
Period: 2010-02-12
BURLINGTON NORTHERN SANTA FE, LLCBNI
ICE CARL R
Executive VP and COO
Transactions
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-12−22,065→ 0 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−1,354→ 0 total
    Exercise: $49.21Exp: 2015-05-02→ Common Stock, $0.01 par value (1,354 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−41,769→ 0 total
    Exercise: $49.21Exp: 2015-05-02→ Common Stock, $0.01 par value (41,769 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−8,722→ 0 total
    Exercise: $54.08From: 2006-03-06Exp: 2013-01-01→ Common Stock, $0.01 par value (8,722 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−18,953→ 0 total
    Exercise: $79.88From: 2006-11-01Exp: 2013-04-24→ Common Stock, $0.01 par value (18,953 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−1,126→ 0 total
    Exercise: $88.69From: 2007-10-30Exp: 2014-04-29→ Common Stock, $0.01 par value (1,126 underlying)
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-12−89,815→ 22,065 total
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-12−620→ 0 total(indirect: By son)
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2010-02-12−620→ 0 total(indirect: By daughter)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−1,067→ 0 total
    Exercise: $31.23From: 2004-06-11Exp: 2012-04-25→ Common Stock, $0.01 par value (1,067 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−2,133→ 0 total
    Exercise: $31.23From: 2004-06-11Exp: 2011-04-25→ Common Stock, $0.01 par value (2,133 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−724→ 0 total
    Exercise: $45.95From: 2005-06-13Exp: 2011-04-25→ Common Stock, $0.01 par value (724 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−37,890→ 0 total
    Exercise: $54.08From: 2006-03-06Exp: 2012-04-25→ Common Stock, $0.01 par value (37,890 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−2,997→ 0 total
    Exercise: $78.66From: 2006-09-06Exp: 2013-01-01→ Common Stock, $0.01 par value (2,997 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−1,251→ 0 total
    Exercise: $79.88From: 2006-11-01Exp: 2013-04-24→ Common Stock, $0.01 par value (1,251 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−1,245→ 0 total
    Exercise: $80.17Exp: 2016-04-27→ Common Stock, $0.01 par value (1,245 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−35,755→ 0 total
    Exercise: $80.17Exp: 2016-04-27→ Common Stock, $0.01 par value (35,755 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−20,788→ 0 total
    Exercise: $88.69From: 2007-10-30Exp: 2014-04-29→ Common Stock, $0.01 par value (20,788 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−41,100→ 0 total
    Exercise: $88.77Exp: 2017-04-26→ Common Stock, $0.01 par value (41,100 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−53,500→ 0 total
    Exercise: $105.23Exp: 2018-05-01→ Common Stock, $0.01 par value (53,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-02-12−77,270→ 0 total
    Exercise: $64.97Exp: 2019-04-27→ Common Stock, $0.01 par value (77,270 underlying)
Footnotes (19)
  • [F1]Disposed of pursuant to merger agreement between issuer and Berkshire Hathaway Inc. in exchange for either Berkshire Hathaway Inc. shares or cash, as elected.
  • [F10]This option was converted into an option to purchase 4,021 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $58.63 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F11]This option was converted into an option to purchase 1,678 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.53 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F12]This option was converted into an option to purchase 25,431 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.53 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F13]This option was converted into an option to purchase 1,670 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.75 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 27, 2007, April 27, 2008 and April 27, 2009.
  • [F14]This option was converted into an option to purchase 47,976 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $59.75 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on April 27, 2007, April 27, 2008 and April 27, 2009.
  • [F15]This option was converted into an option to purchase 27,893 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $66.10 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F16]This option was converted into an option to purchase 1,510 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $66.10 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F17]This option was converted into an option to purchase 55,149 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $66.16 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option is exercisable in three annual installments. The first two installments became exercisable on April 26, 2008 and April 26, 2009, and the remaining installment will become exercisable on April 26, 2010.
  • [F18]This option was converted into an option to purchase 71,787 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $78.43 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option is exercisable in three annual installments. The first installment became exercisable on May 1, 2009, and the remaining two will become exercisable on May 1, 2010 and May 1, 2011.
  • [F19]This option was converted into an option to purchase 103,682 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $48.42 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option will vest in three annual installments on April 27, 2010, April 27, 2011 and April 27, 2012.
  • [F2]Restricted stock units payable in common stock. These units were converted into restricted stock units payable in Berkshire Hathaway Inc. Class B common stock in connection with the merger.
  • [F3]This option was converted into an option to purchase 1,431 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $23.28 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F4]This option was converted into an option to purchase 2,862 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $23.28 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F5]This option was converted into an option to purchase 971 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $34.25 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F6]This option was converted into an option to purchase 1,816 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $36.68 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three installments on May 2, 2006, May 2, 2007 and May 2, 2008.
  • [F7]This option was converted into an option to purchase 56,046 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $36.68 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc. The option vested in three annual installments on May 2, 2006, May 2, 2007 and May 2, 2008.
  • [F8]This option was converted into an option to purchase 50,841 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $40.30 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.
  • [F9]This option was converted into an option to purchase 11,703 shares of Berkshire Hathaway Inc. Class B common stock at an exercise price of $40.30 pursuant to the merger agreement between issuer and Berkshire Hathaway Inc.

Documents

1 file

Issuer

BURLINGTON NORTHERN SANTA FE, LLC

CIK 0000934612

→
Entity typeother

Related Parties

1
  • filerCIK 0001199828

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 5:18 PM ET
Size
49.7 KB
View on SEC.gov