4//SEC Filing
BIOFORM MEDICAL INC 4
Accession 0001181431-10-010746
CIK 0001282393operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 8:15 PM ET
Size
18.1 KB
Accession
0001181431-10-010746
Insider Transaction Report
Form 4
SUTTER MARTIN P
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2010-02-16$5.45/sh−7,087,295$38,625,758→ 0 total(indirect: By Essex Woodlands Health Ventures Fund VI, L.P.) - Disposition to Issuer
Director Stock Option (Right to Buy)
2010-02-16−4,543→ 0 totalExercise: $3.62Exp: 2019-10-01→ Common Stock (4,543 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2010-02-16−8,053→ 0 totalExercise: $2.06Exp: 2019-07-01→ Common Stock (8,053 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2010-02-16−11,313→ 0 totalExercise: $1.20Exp: 2019-04-01→ Common Stock (11,313 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2010-02-16−16,202→ 0 totalExercise: $1.03Exp: 2019-01-02→ Common Stock (16,202 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2010-02-16−35,000→ 0 totalExercise: $0.84Exp: 2014-04-15→ Common Stock (35,000 underlying)
Footnotes (7)
- [F1]These shares were tendered to Vine Acquisition Corp. (the "Purchaser") pursuant to Purchaser's offer to purchase all of the outstanding shares of BioForm Medical, Inc. (the "Issuer") at a cash purchase price of $5.45 per share, without interest thereon, and less any applicable withholding taxes, subject to the terms described in the Offer to Purchase filed with the Securities and Exchange Commission on January 15, 2010 (the "Tender Offer") and the Agreement and Plan of Merger, dated as of December 31, 2009, by and among Merz GmbH & Co. KGaA, the Purchaser and the Issuer. Such shares were purchased by the Purchaser pursuant to the Tender Offer on February 16, 2010.
- [F2]Mr. Sutter is a member of Essex Woodlands Health Ventures VI, L.L.C., the general partner of Essex Woodlands Health Ventures VI, L.P. Mr. Sutter disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]The shares underlying these options, which were fully vested at the closing of the Tender Offer, were canceled at the closing of the Tender Offer in exchange for a cash payment of $8,313.69, representing the number of shares of Issuer's common stock underlying such options multiplied by $5.45, less the aggregate exercise price of the options.
- [F4]The shares underlying these options, which were fully vested at the closing of the Tender Offer, were canceled at the closing of the Tender Offer in exchange for a cash payment of $27,299.67, representing the number of shares of Issuer's common stock underlying such options multiplied by $5.45, less the aggregate exercise price of the options.
- [F5]The shares underlying these options, which were fully vested at the closing of the Tender Offer, were canceled at the closing of the Tender Offer in exchange for a cash payment of $48,080.25, representing the number of shares of Issuer's common stock underlying such options multiplied by $5.45, less the aggregate exercise price of the options.
- [F6]The shares underlying these options, which were fully vested at the closing of the Tender Offer, were canceled at the closing of the Tender Offer in exchange for a cash payment of $71,612.84, representing the number of shares of Issuer's common stock underlying such options multiplied by $5.45, less the aggregate exercise price of the options.
- [F7]The shares underlying these options, which were fully vested at the closing of the Tender Offer, were canceled at the closing of the Tender Offer in exchange for a cash payment of $161,350.00, representing the number of shares of Issuer's common stock underlying such options multiplied by $5.45, less the aggregate exercise price of the options.
Documents
Issuer
BIOFORM MEDICAL INC
CIK 0001282393
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001282393
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 8:15 PM ET
- Size
- 18.1 KB