Home/Filings/4/0001181431-10-011621
4//SEC Filing

ROCHE MARK A 4

Accession 0001181431-10-011621

CIK 0000789073other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:31 PM ET

Size

13.7 KB

Accession

0001181431-10-011621

Insider Transaction Report

Form 4
Period: 2010-02-22
ROCHE MARK A
Sr. VP General Counsel & Secy
Transactions
  • Award

    Restricted Stock Units

    2010-02-22+10,20010,200 total
    Common Stock (10,200 underlying)
  • Award

    Options (Right to Buy)

    2010-02-22+33,80033,800 total
    Exercise: $43.67From: 2011-02-22Exp: 2017-02-22Common Stock (33,800 underlying)
Holdings
  • Common Stock, Par Value $3.125

    65,483
  • Common Stock, Par Value $3.125

    (indirect: By Trust)
    16,214
Footnotes (5)
  • [F1]The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of February 22, 2010.
  • [F2]Reflects the grant of options under the issuer's Long-Term Incentive Plans. The options vest in three equal annual installments beginning February 22, 2011.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F4]Reflects the grant of restricted stock unit awards payable in shares of the Company's common stock under the issuer's Long-Term Incentive Plans.
  • [F5]Full payment of the award will be made in the form of shares in 2013 if Mr. Roche (a) remains employed with the Company through January 31, 2013 and certain performance goals are met and (b) complies with a non-compete in the event of retirement. Full payment of the award may be made earlier in the event of death or disability prior to January 13, 2010.

Issuer

FORTUNE BRANDS INC

CIK 0000789073

Entity typeother

Related Parties

1
  • filerCIK 0001190596

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:31 PM ET
Size
13.7 KB