Home/Filings/4/0001181431-10-011643
4//SEC Filing

KIRK SCOTT H MD 4

Accession 0001181431-10-011643

CIK 0001086939other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:59 PM ET

Size

18.7 KB

Accession

0001181431-10-011643

Insider Transaction Report

Form 4
Period: 2010-02-22
Transactions
  • Sale

    Common Stock

    2010-02-23$4.12/sh16,100$66,284428,441 total(indirect: See Footnote 1)
  • Sale

    Common Stock

    2010-02-22$4.25/sh2,600$11,050444,541 total(indirect: See Footnote 1)
Holdings
  • Stock Option (right to buy)

    Exercise: $5.96Exp: 2015-06-16Common Stock (15,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $7.35Exp: 2017-02-21Common Stock (12,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $6.87Exp: 2016-06-20Common Stock (15,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $0.83Exp: 2012-05-23Common Stock (100,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $2.75Exp: 2019-02-18Common Stock (20,000 underlying)
    0
  • Common Stock

    134,595
  • Common Stock

    (indirect: See Footnote 2)
    662,660
  • Stock Option (right to buy)

    Exercise: $4.45Exp: 2014-03-16Common Stock (25,000 underlying)
    0
Footnotes (10)
  • [F1]Represents shares of common stock held by Kirk Eye Center, S.C., of which Dr. Kirk is a shareholder. Dr. Kirk disclaims beneficial ownership of these shares, except to the extent of his proportionate pecuniary interest therein.
  • [F10]These shares were sold in multiple transactions ranging from 4.10 to 4.14, inclusive. The reporting person undertakes to provide to NovaMed, Inc., and security holder of NovaMed, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the foregoing range.
  • [F2]Represents shares of common stock held by Scott Kirk Family LLC. Dr. Kirk is the manager and a member of the LLC. Dr. Kirk disclaims beneficial ownership of these shares, except to the extent of his proportionate pecuniary interest therein.
  • [F3]Subject to certain restrictions, 12,500 of these options vested on 11/23/02 with the remainder vesting 2,083 per month starting on 12/23/02.
  • [F4]Subject to certain restrictions, 3,125 of these options vested on 9/16/04 with the remainder vesting 520 per month starting on 10/16/04.
  • [F5]Subject to certain restrictions, 1,875 of these options vested on 12/17/05, with the remainder vesting 312 per month starting on 1/17/06.
  • [F6]Subject to certain restrictions, 1,875 of these options vested on 12/20/06 with the remainder vesting 312 per month starting on 1/20/07.
  • [F7]Subject to certain restrictions, 1,500 of these options vested on 8/21/07 with the remainder vesting 250 per month starting 9/21/07.
  • [F8]Includes 22,898 restricted shares of common stock.
  • [F9]Subject to certain restrictions, 2,500 of these options vested on 8/18/09 with the remainder vesting approximately 417 per month starting on 9/18/09.

Issuer

NOVAMED INC

CIK 0001086939

Entity typeother

Related Parties

1
  • filerCIK 0001205530

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:59 PM ET
Size
18.7 KB