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5/A//SEC Filing

HIGGINSON KRAIG 5/A

Accession 0001181431-10-012606

CIK 0001103078other
View on SEC.govCompany Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:35 PM ET

Size

16.3 KB

Accession

0001181431-10-012606

Insider Transaction Report

Form 5/AAmended
Period: 2009-12-31
RASER TECHNOLOGIES INCRZ
HIGGINSON KRAIG
Director10% Owner
Transactions
  • Gift

    Common Stock

    2009-11-02−227,500→ 0 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-12-18−50,500→ 1,835,954 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-04-24−24,688→ 0 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-09-30−17,000→ 0 total(indirect: By LLC)
Holdings

  • Common Stock

    (indirect: By Trust)
    490,650

  • Common Stock

    (indirect: Street Name)
    600,000

  • Stock Options

    Exercise: $1.16From: 2010-03-04Exp: 2019-12-04→ Common Stock (250,000 underlying)
    250,000

  • Common Stock

    (indirect: By LLC)
    500,000

  • Common Stock

    (indirect: Higginson Family Investments)
    5,632,600

  • Common Stock

    29,772

  • Warrants

    (indirect: By LLC)
    Exercise: $6.00From: 2009-07-22Exp: 2019-08-05→ Common Stock (1,000,897 underlying)
    100,897
Footnotes (1)
  • [F1]Stock Options vest at a rate of 1/20 per quarter over 5 years until 12/4/2014

Documents

1 file

Issuer

RASER TECHNOLOGIES INC

CIK 0001103078

→
Entity typeother

Related Parties

1
  • filerCIK 0001264975

Filing Metadata

Form type
5/A
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:35 PM ET
Size
16.3 KB
View on SEC.gov