RASER TECHNOLOGIES INC·5/A

Mar 1, 4:35 PM ET

HIGGINSON KRAIG 5/A

5/A · RASER TECHNOLOGIES INC · Filed Mar 1, 2010

Insider Transaction Report

Form 5/AAmended
Period: 2009-12-31
HIGGINSON KRAIG
Director10% Owner
Transactions
  • Gift

    Common Stock

    2009-11-02227,5000 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-12-1850,5001,835,954 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-04-2424,6880 total(indirect: By LLC)
  • Gift

    Common Stock

    2009-09-3017,0000 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Trust)
    490,650
  • Common Stock

    (indirect: Street Name)
    600,000
  • Stock Options

    Exercise: $1.16From: 2010-03-04Exp: 2019-12-04Common Stock (250,000 underlying)
    250,000
  • Common Stock

    (indirect: By LLC)
    500,000
  • Common Stock

    (indirect: Higginson Family Investments)
    5,632,600
  • Common Stock

    29,772
  • Warrants

    (indirect: By LLC)
    Exercise: $6.00From: 2009-07-22Exp: 2019-08-05Common Stock (1,000,897 underlying)
    100,897
Footnotes (1)
  • [F1]Stock Options vest at a rate of 1/20 per quarter over 5 years until 12/4/2014

Documents

1 file
  • 5
    rrd268086.xml