4/A//SEC Filing
Peters Scott 4/A
Accession 0001181431-10-015953
CIK 0000776008other
Filed
Mar 11, 7:00 PM ET
Accepted
Mar 12, 2:36 PM ET
Size
21.1 KB
Accession
0001181431-10-015953
Insider Transaction Report
Form 4/AAmended
Tradewinds Master Fund (BVI) Ltd.
10% Owner
Transactions
- Purchase
Common Stock
2010-03-09$1.14/sh+1,754,386$2,000,000→ 13,702,898 total(indirect: See footnotes) - Expiration (Short)
Warrant
2010-03-09−1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Award
Warrant
2010-03-09+1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying)
P.V. Partners, L.P.
10% Owner
Transactions
- Expiration (Short)
Warrant
2010-03-09−1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Award
Warrant
2010-03-09+1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Purchase
Common Stock
2010-03-09$1.14/sh+1,754,386$2,000,000→ 13,702,898 total(indirect: See footnotes)
Feehan Partners, L.P.
10% Owner
Transactions
- Expiration (Short)
Warrant
2010-03-09−1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Award
Warrant
2010-03-09+1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Purchase
Common Stock
2010-03-09$1.14/sh+1,754,386$2,000,000→ 13,702,898 total(indirect: See footnotes)
Peters Scott
10% Owner
Transactions
- Purchase
Common Stock
2010-03-09$1.14/sh+1,754,386$2,000,000→ 13,702,898 total(indirect: See footnotes) - Expiration (Short)
Warrant
2010-03-09−1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying) - Award
Warrant
2010-03-09+1,754,386→ 3,870,969 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,754,386 underlying)
Footnotes (4)
- [F1]Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. (Continued in Footnote 2)
- [F2]Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
- [F3]On March 9, 2010, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP, Feehan and Tradewinds. Pursuant to the Agreement, the exercise price of warrants held by PVP, Feehan and Tradewinds was reduced from $2 to $1.50 in relation to 500,000, 250,000 and 1,004,386 warrants, respectively.
- [F4]The amount reported in the Form 4 filed on March 11, 2010 was incorrect.
Issuer
STAR SCIENTIFIC INC
CIK 0000776008
Entity typeother
Related Parties
1- filerCIK 0001444109
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 11, 7:00 PM ET
- Accepted
- Mar 12, 2:36 PM ET
- Size
- 21.1 KB