Home/Filings/5/0001181431-10-018065
5//SEC Filing

Masson Richard 5

Accession 0001181431-10-018065

CIK 0001353741other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 8:39 PM ET

Size

6.0 KB

Accession

0001181431-10-018065

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Disposition to Issuer

    Class A Membership Units

    2009-08-3112.50 total(indirect: By LLC)
Footnotes (2)
  • [F1]OCM VoteCo, LLC ("OCM VoteCo") directly owns 100% of the Class A Membership Units of OCM HoldCo, LLC ("OCM HoldCo"). Mr. Masson, a former principal of Oaktree Capital Management, L.P. ("Oaktree"), was a voting member of OCM VoteCo and held 12.5 OCM VoteCo units. Prior to August 31, 2009, Mr. Masson and the other voting members of OCM VoteCo may have been deemed to form a "group," holding all 100 VoteCo units, and, as a result, Mr. Masson may have been deemed to be a beneficial owner of the .100 Class A Membership Units of OCM HoldCo directly held by OCM VoteCo.
  • [F2]On August 31, 2009, Mr. Masson retired from Oaktree and, in accordance with OCM VoteCo's limited liability company operating agreement, his retirement triggered the immediate and automatic forfeiture of his membership interests in OCM VoteCo.

Issuer

OCM HoldCo, LLC

CIK 0001353741

Entity typeother

Related Parties

1
  • filerCIK 0001372690

Filing Metadata

Form type
5
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 8:39 PM ET
Size
6.0 KB