Home/Filings/4/0001181431-10-018505
4//SEC Filing

Christopherson G. Walter 4

Accession 0001181431-10-018505

CIK 0001319327other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 4:16 PM ET

Size

7.3 KB

Accession

0001181431-10-018505

Insider Transaction Report

Form 4
Period: 2010-03-25
Transactions
  • Other

    Common Stock

    2010-03-25$8.38/sh+193,686$1,623,089337,776 total
Holdings
  • Common Stock

    (indirect: As UTMA custodian for daughter)
    2,500
  • Common Stock

    (indirect: As UTMA custodian for son)
    3,000
Footnotes (2)
  • [F1]Represents payment of contingent merger consideration pursuant to the terms of the Agreement and Plan of Reorganization dated as of August 29, 2005 between Encore Bancshares, Inc.("Encore") and Linscomb & Williams, Inc.("L&W"), as amended (the "Agreement"). Upon satisfaction of certain conditions, the Agreement provides that the former shareholders of L&W be entitled to receive, no later than March 31, 2010, additional shares of Encore common stock, for no additional consideration. The number of shares issuable was determined pursuant to a formula set forth in the Agreement which provided that, for purposes of determining the number of shares issuable, Encore common stock would be valued at $8.38 per share. The reporting person's right to receive the additional shares became fixed and irrevocable on August 31, 2005, the effective date of the merger.
  • [F2]The reporting person inadvertantly overstated the ownership by 27 shares on his previously filed Form 4s.

Issuer

Encore Bancshares Inc

CIK 0001319327

Entity typeother

Related Parties

1
  • filerCIK 0001406646

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 4:16 PM ET
Size
7.3 KB