SANDERS DON A 4
4 · SANDERS MORRIS HARRIS GROUP INC · Filed Mar 29, 2010
Insider Transaction Report
Form 4
SANDERS DON A
DirectorVice Chairman
Transactions
- Other
Common Stock
2010-01-07$5.44/sh−30,000$163,200→ 1,936,582 total - Exercise of In-Money
Option (right to buy)
2010-01-07$4.44/sh−30,000$133,140→ 0 totalExercise: $4.44From: 2000-02-01Exp: 2010-02-01→ Common Stock (30,000 underlying) - Exercise of In-Money
Common Stock
2010-01-07$4.44/sh+30,000$133,140→ 1,966,582 total
Holdings
- 12,090(indirect: By Trust)
Common Stock
- 3,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Reflects cash settlement of stock option granted on 02/01/2000.
- [F2]Mr. Sanders disclaims beneficial ownership of these shares.