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4//SEC Filing

GRAHAM JOHN MALCOLM 4

Accession 0001181431-10-018697

CIK 0001288469other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 4:07 PM ET

Size

8.7 KB

Accession

0001181431-10-018697

Insider Transaction Report

Form 4
Period: 2010-03-29
GRAHAM JOHN MALCOLM
Vice President, Marketing
Transactions
  • Other

    Employee Stock Option (right to buy)

    2010-03-29226,0820 total
    Exercise: $1.45Exp: 2018-12-02Common Stock (226,082 underlying)
  • Other

    Employee Stock Option (right to buy)

    2010-03-29+226,082226,082 total
    Exercise: $1.45Exp: 2018-10-02Class B Common Stock (226,082 underlying)
Footnotes (3)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7, each employee stock option to purchase one share of Common Stock ($0.0001 par value) automatically converted into an option to purchase one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Registrant's initial public offering on March 29, 2010.
  • [F2]This stock option was granted on December 2, 2008 and vests over four years. Subject to the optionee's continuing to provide services, 25% of the shares subject to the option vested and became immediately exercisable one year after November 10, 2008, and 2.08% of the shares vest and become exercisable at the end of each monthly period thereafter.
  • [F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.

Issuer

MAXLINEAR INC

CIK 0001288469

Entity typeother

Related Parties

1
  • filerCIK 0001481297

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:07 PM ET
Size
8.7 KB