4//SEC Filing
JANKER FRANZ 4
Accession 0001181431-10-020356
CIK 0000006951other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 8:40 PM ET
Size
13.9 KB
Accession
0001181431-10-020356
Insider Transaction Report
Form 4
JANKER FRANZ
Executive Vice President
Transactions
- Sale
Common Stock
2010-04-01$13.61/sh−200,000$2,722,060→ 485,187 total - Exercise/Conversion
Common Stock
2010-04-01$8.58/sh+200,000$1,716,000→ 685,187 total - Exercise/Conversion
Employee Stock Option (right to buy)
2010-04-01−200,000→ 400,000 totalExercise: $8.58Exp: 2014-03-09→ Common Stock (200,000 underlying)
Holdings
- 38,890.457(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2)
- [F2](a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).
- [F3]Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
- [F4]200,000 shares became exercisable on 4/1/10 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date.
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001247273
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 8:40 PM ET
- Size
- 13.9 KB