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4//SEC Filing

HEALTHCAP IV LP 4

Accession 0001181431-10-021863

CIK 0001296391other
View on SEC.govCompany Profile

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 2:23 PM ET

Size

52.1 KB

Accession

0001181431-10-021863

Insider Transaction Report

Form 4
Period: 2010-04-14
TENGION INCTNGN
HEALTHCAP IV LP
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
Lindstrand Staffan
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
Eriksson Per-Olof
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
Samuelsson Per
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
HealthCap IV GP SA
10% Owner
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
HealthCap IV GP AB, L.L.C.
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
HealthCap IV, K.B.
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
HEALTHCAP IV BIS LP
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
Odlander, Fredrikson & Co. AB
10% Owner
Transactions
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
Fredrikson Peder
10% Owner
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−1,479,539→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (102,037 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+13,012→ 13,012 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−92,979→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (6,412 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−55,987→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (3,861 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−3,400,451→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (234,513 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−248,104→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (17,110 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,049,699→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (72,393 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−2,047,591→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (141,213 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2010-04-14−149,363→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (10,300 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+475,912→ 475,912 total(indirect: See footnote)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+343,885→ 343,885 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−105,941→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (7,306 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−39,722→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (2,739 underlying)
  • Conversion

    Common Stock ($0.001 par value)

    2010-04-14+34,716→ 34,716 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2010-04-14−2,457,107→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (169,455 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-04-14−1,452,709→ 0 total(indirect: See footnote)
    → Common Stock ($0.001 par value) (100,186 underlying)
Footnotes (6)
  • [F1]Each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into shares of Common Stock on a 14.5-for-1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F2]This reflects an automatic conversion of preferred stock into common stock on a 14.5-for-one basis upon the closing of the Issuer's initial public offering of common stock.
  • [F3]Shares held directly by HealthCap IV, L.P. ("HealthCap LP"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap LP and has voting and investment control over the shares held by HealthCap LP. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap LP and may be deemed to have indirect beneficial ownership of the shares held by HealthCap LP. Such persons disclaim beneficial ownership of shares held by HealthCap LP except to the extent of any pecuniary interest therein.
  • [F4]Shares held directly by HealthCap IV, K.B. ("HealthCap KB"). HealthCap IV GP AB, L.L.C. ("HealthCap AB"), is the sole general partner of HealthCap KB and has voting and investment control over the shares held by HealthCap KB. HealthCap AB disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap AB, may be deemed to possess voting and investment control over the shares held by HealthCap KB and may be deemed to have indirect beneficial ownership of the shares held by HealthCap KB. Such persons disclaim beneficial ownership of shares held by HealthCap KB except to the extent of any pecuniary interest therein.
  • [F5]Shares held directly by HealthCap IV BIS, L.P. ("HealthCap BIS"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap BIS and has voting and investment control over the shares held by HealthCap BIS. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Carl-Johan Dalsgaard, Per-Olof Ericsson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap BIS and may be deemed to have indirect beneficial ownership of the shares held by HealthCap BIS. Such persons disclaim beneficial ownership of shares held by HealthCap BIS except to the extent of any pecuniary interest therein.
  • [F6]Shares held directly by OFCO Club IV ("OFCO Club"). Odlander, Fredrikson & Co AB, L.L.C. ("OFCO AB") is a member of OFCO and has voting and investment control over the shares held by OFCO Club. OFCO AB disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of OFCO AB, may be deemed to possess voting and investment control over the shares held by OFCO Club and may be deemed to have indirect beneficial ownership of the shares held by OFCO Club. Such persons disclaim beneficial ownership of shares held by OFCO Club except to the extent of any pecuniary interest therein.

Documents

1 file

Issuer

TENGION INC

CIK 0001296391

→
Entity typeother

Related Parties

1
  • filerCIK 0001178496

Filing Metadata

Form type
4
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 2:23 PM ET
Size
52.1 KB
View on SEC.gov