4//SEC Filing
DIEDRICH COFFEE INC 4
Accession 0001181431-10-025183
CIK 0000947661operating
Filed
May 6, 8:00 PM ET
Accepted
May 7, 3:56 PM ET
Size
15.7 KB
Accession
0001181431-10-025183
Insider Transaction Report
Form 4
HEESCHEN PAUL C
Director10% Owner
Transactions
- Gift
Common Stock
2010-05-05−112,860→ 921 total - Gift
Common Stock
2010-05-06−50,000→ 921 total
Holdings
- 321,854(indirect: By D.C.H., L.P.)
Common Stock
- 1,558,158(indirect: By Sequoia Enterprises, L.P.)
Common Stock
- 450,000(indirect: By Trust)
Common Stock
- 250(indirect: By Trust)
Common Stock
- 1,508,158(indirect: By Sequoia Enterprises, L.P.)
Common Stock
Sequoia Enterprises, L.P.
10% Owner
Transactions
- Gift
Common Stock
2010-05-06−50,000→ 921 total - Gift
Common Stock
2010-05-05−112,860→ 921 total
Holdings
- 250(indirect: By Trust)
Common Stock
- 450,000(indirect: By Trust)
Common Stock
- 1,508,158(indirect: By Sequoia Enterprises, L.P.)
Common Stock
- 1,558,158(indirect: By Sequoia Enterprises, L.P.)
Common Stock
- 321,854(indirect: By D.C.H., L.P.)
Common Stock
Footnotes (7)
- [F1]On May 5, 2010, 112,860 of the shares of common stock beneficially owned by Mr. Heeschen were transferred to charity, consisting of 38,573 shares of common stock held directly by Mr. Heeschen (which consists of 12,859 shares of common stock transferred by Sequoia Enterprises, L.P. ("Sequoia") and 25,714 shares of common stock transferred by D.C.H., L.P. ("D.C.H.") to Mr. Heeschen immediately prior to such transfer to charity), 2,587 shares of common stock held directly by Sequoia, and 71,700 shares of common stock held directly by D.C.H.
- [F2]These shares are owned directly by Mr. Heeschen.
- [F3]These shares are owned directly by Sequoia, a greater than 10% percent owner of the issuer, and indirectly by Mr. Heeschen, the sole general partner of Sequoia with sole voting and investing power as to all of the shares held by Sequoia. Mr. Heeschen is also the Executive Chairman of the Board of Directors of the issuer.
- [F4]These shares are owned indirectly by Mr. Heeschen as the sole general partner of D.C.H. with sole voting and investment power as to all of the shares held by D.C.H.
- [F5]These shares are owned indirectly by Mr. Heeschen as the sole trustee with sole voting and investing power as to all of the shares held by WF Trust.
- [F6]These shares are owned indirectly by Mr. Heeschen as the sole trustee with sole voting and investing power as to all of the shares held by the Paul C. Heeschen Revocable Living Trust.
- [F7]On May 6, 2010, 50,000 of the shares of common stock beneficially owned by Mr. Heeschen were transferred to charity, consisting completely of shares of common stock held directly by Sequoia.
Issuer
DIEDRICH COFFEE INC
CIK 0000947661
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000947661
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 3:56 PM ET
- Size
- 15.7 KB