Home/Filings/4/0001181431-10-026152
4//SEC Filing

Palmer Greg D 4

Accession 0001181431-10-026152

CIK 0000947661other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 5:35 PM ET

Size

14.8 KB

Accession

0001181431-10-026152

Insider Transaction Report

Form 4
Period: 2010-05-11
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2010-05-11$35.00/sh15,000$525,0000 total
    Exercise: $4.01Exp: 2016-09-29Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2010-05-11$35.00/sh15,000$525,0000 total
    Exercise: $3.58From: 2007-12-12Exp: 2016-12-12Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2010-05-11$35.00/sh15,000$525,0000 total
    Exercise: $0.54From: 2010-01-22Exp: 2019-01-22Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2010-05-11$35.00/sh15,000$525,0000 total
    Exercise: $3.58From: 2008-12-11Exp: 2017-12-11Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2010-05-11$35.00/sh15,000$525,0000 total
    Exercise: $34.74Exp: 2020-02-18Common Stock (15,000 underlying)
Footnotes (3)
  • [F1]50% of the option vested and became exercisable on September 29, 2007, and 50% of the option vested and became exercisable on September 29, 2008.
  • [F2]Pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 7, 2009, by and among the issuer, Green Mountain Coffee Roasters, Inc. and Pebbles Acquisition Sub, Inc. ("Purchaser"), at the time Purchaser accepted shares for payment pursuant to the offer contemplated by the Agreement (the "Acceptance Time"), this option was canceled and, in exchange, the holder received an amount in cash equal to the excess of $35.00 over the exercise price per share of such option, multiplied by the number of shares underlying such option.
  • [F3]This option grant provided for the option to vest and become exercisable on the earlier of (i) the first anniversary of the grant date of February 18, 2010, and (ii) immediately prior to the annual meeting of stockholders following the grant date. Vesting of this option grant was accelerated at the Acceptance Time pursuant to the Agreement and the plan under which the grant was made.

Issuer

DIEDRICH COFFEE INC

CIK 0000947661

Entity typeother

Related Parties

1
  • filerCIK 0001375782

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 5:35 PM ET
Size
14.8 KB