4//SEC Filing
OEP HOLDING CORP 4
Accession 0001181431-10-027136
CIK 0001005010other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 7:43 PM ET
Size
15.0 KB
Accession
0001181431-10-027136
Insider Transaction Report
Form 4
ARTHROCARE CORPARTC
OEP AC Holdings, LLC
10% Owner
Transactions
- Award
Restricted Stock Units
2010-05-12+7,456→ 7,456 total(indirect: By One Equity Partners III, L.P. (See Footnotes 3,4))→ Common Stock (7,456 underlying)
One Equity Partners III, L.P.
10% Owner
Transactions
- Award
Restricted Stock Units
2010-05-12+7,456→ 7,456 total(indirect: By One Equity Partners III, L.P. (See Footnotes 3,4))→ Common Stock (7,456 underlying)
OEP General Partner III, L.P.
10% Owner
Transactions
- Award
Restricted Stock Units
2010-05-12+7,456→ 7,456 total(indirect: By One Equity Partners III, L.P. (See Footnotes 3,4))→ Common Stock (7,456 underlying)
OEP HOLDING CORP
10% Owner
Transactions
- Award
Restricted Stock Units
2010-05-12+7,456→ 7,456 total(indirect: By One Equity Partners III, L.P. (See Footnotes 3,4))→ Common Stock (7,456 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of ArthoCare Corporation (the "Issuer") common stock.
- [F2]The restricted stock units vest over a three year period, with an initial 33.33% of such award vesting on May 12, 2011 (the "Initial Vesting Date") and 33.33% of such award vesting on each of the successive two anniversaries of the Initial Vesting Date. Vested restricted stock units will be delivered to Messrs. Belinfanti and Ahrens upon their respective retirements.
- [F3]Each of Mr. Gregory A. Belinfanti and Mr. Christian P. Ahrens serves as a director of the Issuer and as an officer of OEP AC Holdings, LLC, a Delaware limited liability company ("OEP"). The managing member of OEP is One Equity Partners III, L.P., a Cayman Islands limited partnership ("OEP III"), of which the sole general partner is OEP General Partner III, L.P., a Cayman Islands limited partnership ("OEP GP III"), of which the sole general partner is OEP Holding Corporation, a Delaware corporation ("OEP Holding"), of which the sole stockholder is Bank One Investment Corporation, a Delaware corporation ("BOI"), of which the sole stockholder is JPMorgan Capital Corporation, a Delaware corporation ("JPM CC"), of which the sole stockholder is Banc One Financial LLC, a Delaware limited liability company ("BOF LLC"), of which the sole member is JPMorgan Chase & Co., a Delaware corporation. (Continue in footnote 4)
- [F4]The reported shares consist of (i) 3,728 restricted stock units granted to Mr. Belinfanti and held by him on behalf of OEP III and (ii) 3,728 restricted stock units granted to Mr. Ahrens and held by him on behalf of OEP III, pursuant to the Issuer's Amended and Restated 2003 Incentive Stock Plan in consideration of Mr. Belinfanti's and Mr. Ahrens' service on the Board of Directors of the Issuer.
Issuer
ARTHROCARE CORP
CIK 0001005010
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001266797
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 7:43 PM ET
- Size
- 15.0 KB