4//SEC Filing
RIESENFELD STEFAN C 4
Accession 0001181431-10-028346
CIK 0001002037other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:27 PM ET
Size
14.3 KB
Accession
0001181431-10-028346
Insider Transaction Report
Form 4
RIESENFELD STEFAN C
Director
Transactions
- Exercise/Conversion
Common Stock
2010-05-19$8.71/sh+5,000$43,550→ 7,862 total - Exercise/Conversion
Employee Stock Option (right to buy
2010-05-19−5,000→ 0 totalExercise: $8.71From: 2007-10-01Exp: 2010-09-30→ Common Stock (5,000 underlying)
Holdings
- 9,090
Employee Stock Option (right to buy)
Exercise: $12.66From: 2007-12-31Exp: 2012-06-24→ Common Stock (9,090 underlying) - 1,802
Employee Stock Option (right to buy)
Exercise: $20.70From: 2008-12-31Exp: 2012-12-15→ Common Stock (1,802 underlying) - 4,753
Restricted Stock Units
Exercise: $0.00→ Common Stock (4,753 underlying)
Footnotes (2)
- [F1]Grant of restricted stock units ("RS Units") pursuant to Issuer's 2007 Equity Incentive Plan. Each RS Unit represents a right to receive one share of Issuer's common stock provided Reporting Person has continually served as a director of Issuer as of the date of vesting. RS Units vest one-third on each of the first three anniversaries of the grant date. The Reporting Person will have no right to receive any shares of common stock under this grant (i) if Issuer does not report an operating profit for its 2010 fiscal year or (ii) with respect to any issuance scheduled to occur after he ceases to be a director of Issuer. Reporting Person has no rights as a stockholder of Issuer with respect to RS Units unless and until a certificate for shares has been issued.
- [F2]Not applicable.
Issuer
LEARNING TREE INTERNATIONAL INC
CIK 0001002037
Entity typeother
Related Parties
1- filerCIK 0001380796
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 5:27 PM ET
- Size
- 14.3 KB