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SMITH RANDALL D 4

Accession 0001181431-10-028808

CIK 0000783005other
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 1:16 PM ET

Size

71.6 KB

Accession

0001181431-10-028808

Insider Transaction Report

Form 4
Period: 2010-05-03
EMMIS COMMUNICATIONS CORPEMMS
ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−69,300→ 0 total
    Exercise: $1.54From: 2009-10-26Exp: 2011-02-22→ Class A Common Stock (69,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.20From: 2009-12-24Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−65,700→ 0 total
    Exercise: $1.51From: 2009-10-19Exp: 2011-02-22→ Class A Common Stock (65,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,400→ 0 total
    Exercise: $1.47From: 2009-10-22Exp: 2011-02-22→ Class A Common Stock (54,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−47,900→ 0 total
    Exercise: $1.32From: 2009-11-05Exp: 2011-02-22→ Class A Common Stock (47,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−13,500→ 0 total
    Exercise: $1.05From: 2009-11-11Exp: 2011-02-22→ Class A Common Stock (13,500 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−8,329→ 0 total
    Exercise: $1.25From: 2009-12-09Exp: 2011-02-22→ Class A Common Stock (8,329 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−15,500→ 0 total
    Exercise: $1.19From: 2009-12-22Exp: 2011-02-22→ Class A Common Stock (15,500 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,200→ 0 total
    Exercise: $1.05From: 2009-11-12Exp: 2011-02-22→ Class A Common Stock (7,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,700→ 0 total
    Exercise: $1.10From: 2009-11-16Exp: 2011-02-22→ Class A Common Stock (6,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−41,200→ 0 total
    Exercise: $1.17From: 2009-12-04Exp: 2011-02-22→ Class A Common Stock (41,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,900→ 0 total
    Exercise: $1.41From: 2009-10-27Exp: 2011-02-22→ Class A Common Stock (54,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−31,200→ 0 total
    Exercise: $1.29From: 2009-11-09Exp: 2011-02-22→ Class A Common Stock (31,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−38,808→ 0 total
    Exercise: $1.14From: 2010-01-21Exp: 2011-02-25→ Class A Common Stock (38,808 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−30,549→ 0 total
    Exercise: $1.16From: 2010-01-25Exp: 2011-03-02→ Class A Common Stock (30,549 underlying)
  • Other

    6.25% Series A Preferred Stock

    2010-05-03−1,162,737→ 0 total
    → Class A Common Stock (2,837,078.28 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−100,000→ 0 total
    Exercise: $0.90From: 2009-10-13Exp: 2011-02-22→ Class A Common Stock (100,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−81,560→ 0 total
    Exercise: $1.29From: 2009-11-04Exp: 2011-02-22→ Class A Common Stock (81,560 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−95,700→ 0 total
    Exercise: $1.30From: 2009-12-07Exp: 2011-02-22→ Class A Common Stock (95,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−101,100→ 0 total
    Exercise: $1.44From: 2009-10-21Exp: 2011-02-22→ Class A Common Stock (101,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−23,800→ 0 total
    Exercise: $1.51From: 2009-10-23Exp: 2011-02-22→ Class A Common Stock (23,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−20,300→ 0 total
    Exercise: $1.34From: 2009-11-06Exp: 2011-02-22→ Class A Common Stock (20,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.18From: 2009-12-23Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−103,583→ 0 total
    Exercise: $1.16From: 2010-01-22Exp: 2011-02-25→ Class A Common Stock (103,583 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,600→ 0 total
    Exercise: $1.19From: 2009-10-28Exp: 2011-02-22→ Class A Common Stock (51,600 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,800→ 0 total
    Exercise: $1.19From: 2009-11-03Exp: 2011-02-22→ Class A Common Stock (7,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,700→ 0 total
    Exercise: $1.10From: 2009-11-13Exp: 2011-02-22→ Class A Common Stock (51,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,548→ 0 total
    Exercise: $1.28From: 2009-12-11Exp: 2011-02-22→ Class A Common Stock (12,548 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,453→ 0 total
    Exercise: $1.25From: 2009-12-10Exp: 2011-02-22→ Class A Common Stock (7,453 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−17,900→ 0 total
    Exercise: $1.22From: 2009-12-21Exp: 2011-02-22→ Class A Common Stock (17,900 underlying)
Alden Global Distressed Opportunities Fund GP, LLC
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,900→ 0 total
    Exercise: $1.41From: 2009-10-27Exp: 2011-02-22→ Class A Common Stock (54,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,700→ 0 total
    Exercise: $1.10From: 2009-11-16Exp: 2011-02-22→ Class A Common Stock (6,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−8,329→ 0 total
    Exercise: $1.25From: 2009-12-09Exp: 2011-02-22→ Class A Common Stock (8,329 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,453→ 0 total
    Exercise: $1.25From: 2009-12-10Exp: 2011-02-22→ Class A Common Stock (7,453 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.18From: 2009-12-23Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
  • Other

    6.25% Series A Preferred Stock

    2010-05-03−1,162,737→ 0 total
    → Class A Common Stock (2,837,078.28 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,400→ 0 total
    Exercise: $1.47From: 2009-10-22Exp: 2011-02-22→ Class A Common Stock (54,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−69,300→ 0 total
    Exercise: $1.54From: 2009-10-26Exp: 2011-02-22→ Class A Common Stock (69,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,200→ 0 total
    Exercise: $1.05From: 2009-11-12Exp: 2011-02-22→ Class A Common Stock (7,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−17,900→ 0 total
    Exercise: $1.22From: 2009-12-21Exp: 2011-02-22→ Class A Common Stock (17,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−103,583→ 0 total
    Exercise: $1.16From: 2010-01-22Exp: 2011-02-25→ Class A Common Stock (103,583 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−100,000→ 0 total
    Exercise: $0.90From: 2009-10-13Exp: 2011-02-22→ Class A Common Stock (100,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−65,700→ 0 total
    Exercise: $1.51From: 2009-10-19Exp: 2011-02-22→ Class A Common Stock (65,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−23,800→ 0 total
    Exercise: $1.51From: 2009-10-23Exp: 2011-02-22→ Class A Common Stock (23,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,600→ 0 total
    Exercise: $1.19From: 2009-10-28Exp: 2011-02-22→ Class A Common Stock (51,600 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−47,900→ 0 total
    Exercise: $1.32From: 2009-11-05Exp: 2011-02-22→ Class A Common Stock (47,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−20,300→ 0 total
    Exercise: $1.34From: 2009-11-06Exp: 2011-02-22→ Class A Common Stock (20,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.20From: 2009-12-24Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−38,808→ 0 total
    Exercise: $1.14From: 2010-01-21Exp: 2011-02-25→ Class A Common Stock (38,808 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−30,549→ 0 total
    Exercise: $1.16From: 2010-01-25Exp: 2011-03-02→ Class A Common Stock (30,549 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−101,100→ 0 total
    Exercise: $1.44From: 2009-10-21Exp: 2011-02-22→ Class A Common Stock (101,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,800→ 0 total
    Exercise: $1.19From: 2009-11-03Exp: 2011-02-22→ Class A Common Stock (7,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−81,560→ 0 total
    Exercise: $1.29From: 2009-11-04Exp: 2011-02-22→ Class A Common Stock (81,560 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−31,200→ 0 total
    Exercise: $1.29From: 2009-11-09Exp: 2011-02-22→ Class A Common Stock (31,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−13,500→ 0 total
    Exercise: $1.05From: 2009-11-11Exp: 2011-02-22→ Class A Common Stock (13,500 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,700→ 0 total
    Exercise: $1.10From: 2009-11-13Exp: 2011-02-22→ Class A Common Stock (51,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−41,200→ 0 total
    Exercise: $1.17From: 2009-12-04Exp: 2011-02-22→ Class A Common Stock (41,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−95,700→ 0 total
    Exercise: $1.30From: 2009-12-07Exp: 2011-02-22→ Class A Common Stock (95,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,548→ 0 total
    Exercise: $1.28From: 2009-12-11Exp: 2011-02-22→ Class A Common Stock (12,548 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−15,500→ 0 total
    Exercise: $1.19From: 2009-12-22Exp: 2011-02-22→ Class A Common Stock (15,500 underlying)
SMITH RANDALL D
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,600→ 0 total
    Exercise: $1.19From: 2009-10-28Exp: 2011-02-22→ Class A Common Stock (51,600 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−20,300→ 0 total
    Exercise: $1.34From: 2009-11-06Exp: 2011-02-22→ Class A Common Stock (20,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,700→ 0 total
    Exercise: $1.10From: 2009-11-16Exp: 2011-02-22→ Class A Common Stock (6,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−8,329→ 0 total
    Exercise: $1.25From: 2009-12-09Exp: 2011-02-22→ Class A Common Stock (8,329 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−31,200→ 0 total
    Exercise: $1.29From: 2009-11-09Exp: 2011-02-22→ Class A Common Stock (31,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,548→ 0 total
    Exercise: $1.28From: 2009-12-11Exp: 2011-02-22→ Class A Common Stock (12,548 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.20From: 2009-12-24Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−30,549→ 0 total
    Exercise: $1.16From: 2010-01-25Exp: 2011-03-02→ Class A Common Stock (30,549 underlying)
  • Other

    6.25% Series A Preferred Stock

    2010-05-03−1,162,737→ 0 total
    → Class A Common Stock (2,837,078.28 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−65,700→ 0 total
    Exercise: $1.51From: 2009-10-19Exp: 2011-02-22→ Class A Common Stock (65,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−101,100→ 0 total
    Exercise: $1.44From: 2009-10-21Exp: 2011-02-22→ Class A Common Stock (101,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−51,700→ 0 total
    Exercise: $1.10From: 2009-11-13Exp: 2011-02-22→ Class A Common Stock (51,700 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−95,700→ 0 total
    Exercise: $1.30From: 2009-12-07Exp: 2011-02-22→ Class A Common Stock (95,700 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−100,000→ 0 total
    Exercise: $0.90From: 2009-10-13Exp: 2011-02-22→ Class A Common Stock (100,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,400→ 0 total
    Exercise: $1.47From: 2009-10-22Exp: 2011-02-22→ Class A Common Stock (54,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−23,800→ 0 total
    Exercise: $1.51From: 2009-10-23Exp: 2011-02-22→ Class A Common Stock (23,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−54,900→ 0 total
    Exercise: $1.41From: 2009-10-27Exp: 2011-02-22→ Class A Common Stock (54,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−81,560→ 0 total
    Exercise: $1.29From: 2009-11-04Exp: 2011-02-22→ Class A Common Stock (81,560 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−17,900→ 0 total
    Exercise: $1.22From: 2009-12-21Exp: 2011-02-22→ Class A Common Stock (17,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−69,300→ 0 total
    Exercise: $1.54From: 2009-10-26Exp: 2011-02-22→ Class A Common Stock (69,300 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−47,900→ 0 total
    Exercise: $1.32From: 2009-11-05Exp: 2011-02-22→ Class A Common Stock (47,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−41,200→ 0 total
    Exercise: $1.17From: 2009-12-04Exp: 2011-02-22→ Class A Common Stock (41,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−15,500→ 0 total
    Exercise: $1.19From: 2009-12-22Exp: 2011-02-22→ Class A Common Stock (15,500 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−38,808→ 0 total
    Exercise: $1.14From: 2010-01-21Exp: 2011-02-25→ Class A Common Stock (38,808 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,800→ 0 total
    Exercise: $1.19From: 2009-11-03Exp: 2011-02-22→ Class A Common Stock (7,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−13,500→ 0 total
    Exercise: $1.05From: 2009-11-11Exp: 2011-02-22→ Class A Common Stock (13,500 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,200→ 0 total
    Exercise: $1.05From: 2009-11-12Exp: 2011-02-22→ Class A Common Stock (7,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,453→ 0 total
    Exercise: $1.25From: 2009-12-10Exp: 2011-02-22→ Class A Common Stock (7,453 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−103,583→ 0 total
    Exercise: $1.16From: 2010-01-22Exp: 2011-02-25→ Class A Common Stock (103,583 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,000→ 0 total
    Exercise: $1.18From: 2009-12-23Exp: 2011-02-22→ Class A Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]As a result of an internal reorganization of Alden Global's fund entities, securities previously held directly by Alden Global Distressed Opportunities Fund, LP are now held by Alden Global Distressed Opportunities Master Fund, L.P., of which Alden Global Distressed Opportunities Fund, LP is a limited partner. This transaction resulted in no change to the aggregate number of securities owned by Alden Global fund entities.
  • [F2]The convertible preferred stock is convertible at any time, at the holder's election and has no expiration date. As disclosed in the Issuer's Annual Report on Form 10-K for the fiscal year ended February 28, 2010, each share of convertible preferred stock is convertible into a number of shares of common stock which is determined by dividing the liquidation preference of the shares of preferred stock ($50.00 per share) by the conversion price. The conversion price is $20.495, which results in a conversion ratio of 2.44 shares of common stock per share of preferred stock.
  • [F3]Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Persons disclaim any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts.

Documents

1 file

Issuer

EMMIS COMMUNICATIONS CORP

CIK 0000783005

→
Entity typeother

Related Parties

1
  • filerCIK 0001016345

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 1:16 PM ET
Size
71.6 KB
View on SEC.gov