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SMITH RANDALL D 4

Accession 0001181431-10-028810

CIK 0000783005other
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 1:21 PM ET

Size

46.4 KB

Accession

0001181431-10-028810

Insider Transaction Report

Form 4
Period: 2010-05-03
EMMIS COMMUNICATIONS CORPEMMS
ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−9,400→ 0 total
    Exercise: $0.94From: 2010-02-24Exp: 2011-03-29→ Class A Common Stock (9,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−99,937→ 0 total
    Exercise: $1.00From: 2010-03-19Exp: 2011-04-15→ Class A Common Stock (99,937 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−37,200→ 0 total
    Exercise: $1.11From: 2010-02-11Exp: 2011-03-16→ Class A Common Stock (37,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,101→ 0 total
    Exercise: $1.18From: 2010-01-29Exp: 2011-03-03→ Class A Common Stock (7,101 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,250→ 0 total
    Exercise: $1.15From: 2010-02-09Exp: 2011-03-14→ Class A Common Stock (10,250 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−200,000→ 0 total
    Exercise: $1.15From: 2010-03-18Exp: 2011-04-15→ Class A Common Stock (200,000 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−11,380→ 0 total
    Exercise: $1.16From: 2010-02-04Exp: 2011-03-09→ Class A Common Stock (11,380 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−83,900→ 0 total
    Exercise: $0.90From: 2010-02-25Exp: 2010-03-30→ Class A Common Stock (83,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−61,012→ 0 total
    Exercise: $1.32From: 2010-04-09Exp: 2011-04-15→ Class A Common Stock (61,012 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−14,000→ 0 total
    Exercise: $1.19From: 2010-01-26Exp: 2011-03-03→ Class A Common Stock (14,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−24,800→ 0 total
    Exercise: $1.14From: 2010-02-02Exp: 2011-03-07→ Class A Common Stock (24,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−3,400→ 0 total
    Exercise: $1.16From: 2010-02-08Exp: 2011-03-11→ Class A Common Stock (3,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,100→ 0 total
    Exercise: $0.90From: 2010-03-01Exp: 2011-04-06→ Class A Common Stock (6,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,800→ 0 total
    Exercise: $1.14From: 2010-02-05Exp: 2011-03-10→ Class A Common Stock (10,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,702→ 0 total
    Exercise: $1.17From: 2010-02-01Exp: 2011-03-04→ Class A Common Stock (5,702 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,100→ 0 total
    Exercise: $1.16From: 2010-02-03Exp: 2011-03-08→ Class A Common Stock (7,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,260→ 0 total
    Exercise: $1.14From: 2010-02-10Exp: 2011-03-15→ Class A Common Stock (5,260 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,857→ 0 total
    Exercise: $0.88From: 2010-02-26Exp: 2011-03-31→ Class A Common Stock (12,857 underlying)
Alden Global Distressed Opportunities Fund GP, LLC
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,101→ 0 total
    Exercise: $1.18From: 2010-01-29Exp: 2011-03-03→ Class A Common Stock (7,101 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−24,800→ 0 total
    Exercise: $1.14From: 2010-02-02Exp: 2011-03-07→ Class A Common Stock (24,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,100→ 0 total
    Exercise: $1.16From: 2010-02-03Exp: 2011-03-08→ Class A Common Stock (7,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−11,380→ 0 total
    Exercise: $1.16From: 2010-02-04Exp: 2011-03-09→ Class A Common Stock (11,380 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,250→ 0 total
    Exercise: $1.15From: 2010-02-09Exp: 2011-03-14→ Class A Common Stock (10,250 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,260→ 0 total
    Exercise: $1.14From: 2010-02-10Exp: 2011-03-15→ Class A Common Stock (5,260 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−37,200→ 0 total
    Exercise: $1.11From: 2010-02-11Exp: 2011-03-16→ Class A Common Stock (37,200 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,702→ 0 total
    Exercise: $1.17From: 2010-02-01Exp: 2011-03-04→ Class A Common Stock (5,702 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,800→ 0 total
    Exercise: $1.14From: 2010-02-05Exp: 2011-03-10→ Class A Common Stock (10,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−3,400→ 0 total
    Exercise: $1.16From: 2010-02-08Exp: 2011-03-11→ Class A Common Stock (3,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−83,900→ 0 total
    Exercise: $0.90From: 2010-02-25Exp: 2010-03-30→ Class A Common Stock (83,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−200,000→ 0 total
    Exercise: $1.15From: 2010-03-18Exp: 2011-04-15→ Class A Common Stock (200,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,100→ 0 total
    Exercise: $0.90From: 2010-03-01Exp: 2011-04-06→ Class A Common Stock (6,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−99,937→ 0 total
    Exercise: $1.00From: 2010-03-19Exp: 2011-04-15→ Class A Common Stock (99,937 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−14,000→ 0 total
    Exercise: $1.19From: 2010-01-26Exp: 2011-03-03→ Class A Common Stock (14,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−61,012→ 0 total
    Exercise: $1.32From: 2010-04-09Exp: 2011-04-15→ Class A Common Stock (61,012 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−9,400→ 0 total
    Exercise: $0.94From: 2010-02-24Exp: 2011-03-29→ Class A Common Stock (9,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,857→ 0 total
    Exercise: $0.88From: 2010-02-26Exp: 2011-03-31→ Class A Common Stock (12,857 underlying)
SMITH RANDALL D
10% Owner
Transactions
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,800→ 0 total
    Exercise: $1.14From: 2010-02-05Exp: 2011-03-10→ Class A Common Stock (10,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−10,250→ 0 total
    Exercise: $1.15From: 2010-02-09Exp: 2011-03-14→ Class A Common Stock (10,250 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−9,400→ 0 total
    Exercise: $0.94From: 2010-02-24Exp: 2011-03-29→ Class A Common Stock (9,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−99,937→ 0 total
    Exercise: $1.00From: 2010-03-19Exp: 2011-04-15→ Class A Common Stock (99,937 underlying)
  • Other

    Class A Common Stock

    2010-05-03−1,406,500→ 0 total
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,100→ 0 total
    Exercise: $1.16From: 2010-02-03Exp: 2011-03-08→ Class A Common Stock (7,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−11,380→ 0 total
    Exercise: $1.16From: 2010-02-04Exp: 2011-03-09→ Class A Common Stock (11,380 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−24,800→ 0 total
    Exercise: $1.14From: 2010-02-02Exp: 2011-03-07→ Class A Common Stock (24,800 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−83,900→ 0 total
    Exercise: $0.90From: 2010-02-25Exp: 2010-03-30→ Class A Common Stock (83,900 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−6,100→ 0 total
    Exercise: $0.90From: 2010-03-01Exp: 2011-04-06→ Class A Common Stock (6,100 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−14,000→ 0 total
    Exercise: $1.19From: 2010-01-26Exp: 2011-03-03→ Class A Common Stock (14,000 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−3,400→ 0 total
    Exercise: $1.16From: 2010-02-08Exp: 2011-03-11→ Class A Common Stock (3,400 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,702→ 0 total
    Exercise: $1.17From: 2010-02-01Exp: 2011-03-04→ Class A Common Stock (5,702 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−37,200→ 0 total
    Exercise: $1.11From: 2010-02-11Exp: 2011-03-16→ Class A Common Stock (37,200 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−61,012→ 0 total
    Exercise: $1.32From: 2010-04-09Exp: 2011-04-15→ Class A Common Stock (61,012 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−7,101→ 0 total
    Exercise: $1.18From: 2010-01-29Exp: 2011-03-03→ Class A Common Stock (7,101 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−5,260→ 0 total
    Exercise: $1.14From: 2010-02-10Exp: 2011-03-15→ Class A Common Stock (5,260 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−12,857→ 0 total
    Exercise: $0.88From: 2010-02-26Exp: 2011-03-31→ Class A Common Stock (12,857 underlying)
  • OtherSwap

    Cash-Settled Equity Swap

    2010-05-03−200,000→ 0 total
    Exercise: $1.15From: 2010-03-18Exp: 2011-04-15→ Class A Common Stock (200,000 underlying)
Footnotes (2)
  • [F1]As a result of an internal reorganization of Alden Global's fund entities, securities previously held directly by Alden Global Distressed Opportunities Fund, LP are now held by Alden Global Distressed Opportunities Master Fund, L.P., of which Alden Global Distressed Opportunities Fund, LP is a limited partner. This transaction resulted in no change to the aggregate number of securities owned by Alden Global fund entities.
  • [F3]Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Persons disclaim any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts.

Documents

1 file

Issuer

EMMIS COMMUNICATIONS CORP

CIK 0000783005

→
Entity typeother

Related Parties

1
  • filerCIK 0001016345

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 1:21 PM ET
Size
46.4 KB
View on SEC.gov