HARKLEROAD DONALD R 4
4 · LIGHTING SCIENCE GROUP CORP · Filed May 24, 2010
Insider Transaction Report
Form 4
HARKLEROAD DONALD R
Director
Transactions
- Award
Option (Right to Buy)
2010-04-23+12,000→ 12,000 totalExercise: $1.00Exp: 2020-04-23→ Common Stock (12,000 underlying) - Award
Common Stock
2010-04-23+80,000→ 331,735 total(indirect: The Bristol Company)
Footnotes (2)
- [F1]Includes (i) 8,333 shares issuable by the issuer to The Bristol Company ("Bristol") pursuant to the conversion of 6% Convertible Perferred Stock of the issuer; (ii) 2,344 shares issuable pursuant to the exercise of warrants at a price of $6.00 per share (all of which are vested); (iii) 40,000 shares issuable pursuant to the exercise of options at $6.40 per share (all of which are vested); and (iv) 6,250 shares issuable to Bristol pursuant to the exercise of options at a price of $10.80 per share (all of which are vested).
- [F2]The stock options vested or will vest in equal quarterly installments of 200 options on April 23, 2010, and 3,000 options on each of July 1, 2010, October 1, 2010 and January 3, 2011.