4//SEC Filing
STEANS HARRISON I 4
Accession 0001181431-10-030744
CIK 0001025536other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 3:34 PM ET
Size
8.8 KB
Accession
0001181431-10-030744
Insider Transaction Report
Form 4
STEANS HARRISON I
Director
Transactions
- Purchase
Stock Purchase Warrant (right to buy)
2010-05-28+67,100→ 67,100 total(indirect: By Trust)Exercise: $12.28From: 2010-11-24Exp: 2015-05-28→ Common Stock (67,100 underlying) - Purchase
8.0% Non-cumulative convertible perpetual pref stk, Series C
2010-05-28$25.00/sh+152,600$3,815,000→ 152,600 total(indirect: By Trust)Exercise: $12.28→ Common Stock (310,668 underlying)
Footnotes (4)
- [F1]Each shares of 8.0% Non-cumulative convertible perpetual preferred stock, Series C ("Preferred Stock") is convertible into 2.0358 shares of common stock at any time at a conversion price of $12.28 per share of common stock.
- [F2]The Preferred Stock is convertible immediately at the election of the reporting person and has no expiration date.
- [F3]Represents shares held by the Harrison I. Steans Self-Declaration of Revocable Trust of which Mr. Steans serves as trustee.
- [F4]The reported securities are included within units purchased by the reporting person for $1,000 per unit. Each unit consists of a nonconvertible subordinated note in the principal amount of $1,000 issued by the registrant, and a detachable warrant to purchase 25 shares of common stock of the registrant. The warrants are exercisable at an exercise price of $12.28 per share of common stock.
Documents
Issuer
TAYLOR CAPITAL GROUP INC
CIK 0001025536
Entity typeother
Related Parties
1- filerCIK 0001096147
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 3:34 PM ET
- Size
- 8.8 KB