Home/Filings/4/0001181431-10-030905
4//SEC Filing

Ring Susan L 4

Accession 0001181431-10-030905

CIK 0000005513other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 6:29 PM ET

Size

10.6 KB

Accession

0001181431-10-030905

Insider Transaction Report

Form 4
Period: 2010-05-28
Ring Susan L
EVP, President & CEO, Unum UK
Transactions
  • Exercise/Conversion

    Employee Stock Options (right to buy)

    2010-05-285,95511,910 total
    Exercise: $11.37Exp: 2017-02-24Common Stock (5,955 underlying)
  • Sale

    Common Stock

    2010-05-28$23.35/sh5,955$139,05364,732 total
  • Exercise/Conversion

    Common Stock

    2010-05-28$11.37/sh+5,955$67,70870,687 total
Holdings
  • Common Stock

    (indirect: By family)
    445
Footnotes (6)
  • [F1]Includes 26,756 restricted stock units and 43,931 shares held outside any plan.
  • [F2]Beneficial ownership amount includes the exempt acquisition of additional restricted stock units pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
  • [F3]Reflects weighted average price for multiple sale transactions ranging in price from $23.35 per share to $23.351 per share, inclusive. The reporting person undertakes to provide to Unum Group, any security holder of Unum Group, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  • [F4]Includes 26,756 restricted stock units and 37,976 shares held outside any plan.
  • [F5]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F6]The options vest in three equal annual installments beginning on February 24, 2010.

Issuer

Unum Group

CIK 0000005513

Entity typeother

Related Parties

1
  • filerCIK 0001354713

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 6:29 PM ET
Size
10.6 KB