Rubicon Technology, Inc.·4

Jun 21, 6:05 AM ET

Parvez Raja M 4

4 · Rubicon Technology, Inc. · Filed Jun 21, 2010

Insider Transaction Report

Form 4
Period: 2010-06-15
Parvez Raja M
DirectorPresident, CEO & Director
Transactions
  • Tax Payment

    Common Stock

    2010-06-15$30.01/sh3,670$110,137117,351 total
  • Exercise/Conversion

    Common Stock

    2010-06-15$8.45/sh+24,596$207,836206,925 total
  • Tax Payment

    Common Stock

    2010-06-15$30.01/sh6,925$207,819200,000 total
  • Exercise/Conversion

    Common Stock

    2010-06-15$4.01/sh+75,000$300,750192,351 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2010-06-15121,0210 total
    Exercise: $0.91From: 2006-01-02Exp: 2016-07-01Common Stock (121,021 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2010-06-1524,596136,942 total
    Exercise: $8.45Exp: 2017-06-18Common Stock (24,596 underlying)
  • Exercise/Conversion

    Common Stock

    2010-06-15$0.91/sh+121,021$110,129121,021 total
  • Tax Payment

    Common Stock

    2010-06-15$30.01/sh10,022$300,760182,329 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2010-06-1575,000225,000 total
    Exercise: $4.01Exp: 2019-02-27Common Stock (75,000 underlying)
Footnotes (3)
  • [F1]The Common Stock Options were held and converted, on a net issuance basis, into 200,000 share of Common Stock.
  • [F2]Options vest at the rate of 25% of the total option grant on each of the first four anniversaries of February 27, 2009.
  • [F3]Options to buy 80,769 shares of Common Stock were immediately exercisable upon the date of grant. The remaining options vest at the rate of 25% on each of the first four anniversaries of the date of grant beginning June 18, 2008.

Documents

1 file
  • 4
    rrd279560.xmlPrimary

    FORM 4