4//SEC Filing
GENWORTH FINANCIAL INC 4
Accession 0001181431-10-038150
$GNWCIK 0001276520operating
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:47 PM ET
Size
9.5 KB
Accession
0001181431-10-038150
Insider Transaction Report
Form 4
FRAIZER MICHAEL D
DirectorChairman, President & CEO
Transactions
- Exercise/Conversion
Class A Common Stock
2010-07-20+30,467→ 783,137 total - Tax Payment
Class A Common Stock
2010-07-20$13.94/sh−12,858$179,241→ 770,279 total - Exercise/Conversion
Restricted Stock Units
2010-07-20−30,467→ 0 total→ Class A Common Stock (30,467 underlying)
Holdings
- 53,015(indirect: By GRAT)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On June 5, 2009, the reporting person contributed 70,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On June 11, 2010, 16,985 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 53,015 shares remaining in the GRAT.
- [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 7/20/2010.
Documents
Issuer
GENWORTH FINANCIAL INC
CIK 0001276520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001276520
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:47 PM ET
- Size
- 9.5 KB