GENWORTH FINANCIAL INC 4
4 · GENWORTH FINANCIAL INC · Filed Jul 21, 2010
Insider Transaction Report
Form 4
FRAIZER MICHAEL D
DirectorChairman, President & CEO
Transactions
- Exercise/Conversion
Class A Common Stock
2010-07-20+30,467→ 783,137 total - Tax Payment
Class A Common Stock
2010-07-20$13.94/sh−12,858$179,241→ 770,279 total - Exercise/Conversion
Restricted Stock Units
2010-07-20−30,467→ 0 total→ Class A Common Stock (30,467 underlying)
Holdings
- 53,015(indirect: By GRAT)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On June 5, 2009, the reporting person contributed 70,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On June 11, 2010, 16,985 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 53,015 shares remaining in the GRAT.
- [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 7/20/2010.