Thomas Harte M 4
4 · MF Global Holdings Ltd. · Filed Jul 21, 2010
Insider Transaction Report
Form 4
Thomas Harte M
Managing Dir., North America
Transactions
- Tax Payment
Common Stock, par value $1.00 per share
2010-07-19$6.22/sh−91,990$572,178→ 155,677 total - Exercise/Conversion
Restricted Stock Units
2010-07-19−241,667→ 0 total→ Common Stock (241,667 underlying) - Exercise/Conversion
Common Stock, par value $1.00 per share
2010-07-19+241,667→ 247,667 total
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Common Stock and will be subject to the terms and conditions of the MF Global Holdings Ltd. Amended and Restated 2007 Long Term Incentive Plan, as amended. These restricted stock units were granted on July 18, 2007, and all vested on July 19, 2010, the first business day following the third anniversary of the grant date. Common Stock will be delivered upon vesting, except in certain limited circumstances described in the award agreement.
- [F2]The shares of Common Stock were acquired upon vesting of restricted stock units granted on July 18, 2007.
- [F3]Payment of tax liability by withholding Common Stock incident to the vesting of restricted share units in accordance with Rule 16b-3.