4//SEC Filing
ENVESTNET GROUP INC 4
Accession 0001181431-10-040684
CIK 0001337619other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 8:38 PM ET
Size
10.2 KB
Accession
0001181431-10-040684
Insider Transaction Report
Form 4
ENVESTNET GROUP INC
Other
Transactions
- Other
Common Stock
2010-08-03−10,680,000→ 0 total - Conversion
Common Stock
2010-08-03+5,160,000→ 10,680,000 total - Conversion
Series A Preferred Stock
2010-08-03−5,160,000→ 0 total→ Common Stock (5,160,000 underlying)
Footnotes (3)
- [F1]On August 3, 2010, each share of the Issuer's Series A Preferred Stock automatically converted into 160 shares of the Issuer's Common Stock. As noted in footnote (1), the Reporting Person merged with and into the Issuer and, pursuant to the merger, the shareholders of the Reporting Person exchanged their Reporting Person common shares and preferred shares for shares of the Issuer's common stock, including the officers, directors and entities associated with 10% stockholders of the issuer referred to above.
- [F2]On August 3, 2010, the Reporting Person merged with and into the Issuer, with the Issuer being the surviving entity. Pursuant to the merger, all of the shareholders of the Reporting Person exchanged their Reporting Person common shares and preferred shares for shares of the Issuer's Common Stock and all of the Issuer common shares and preferred shares that were held by the Reporting Person became part of the Issuer's treasury stock. The shareholders of the Reporting Person included the following officers, directors and entities associated with 10% stockholders of the Issuer: AOS Partners, L.P., GRPVC, L.P., GRP II Investors, L.P., GRP II Partners, L.P., Apex Investment Fund IV, L.P., Apex Strategic Partners IV, LLC, Apex Investment Fund V, L.P., James Johnson, Judson Bergman, Ross Chapin, The Tahoma Fund, L.L.C., Brandon Thomas, Shelly O'Brien and William Crager.
- [F3]On August 3, 2010, each share of the Issuer's Series A Preferred Stock automatically converted into 160 shares of the Issuer's Common Stock. This number reflects that conversion and does not represent the actual number of shares of Issuer's Series A Preferred Stock previously owned by the Reporting Person.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeother
Related Parties
1- filerCIK 0001117113
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 8:38 PM ET
- Size
- 10.2 KB