GULDIMANN TILL M 4

4 · SUNGARD CAPITAL CORP · Filed Aug 12, 2010

Form 4

Period: 2010-08-11

Vice Chairman

Transactions

Exercise/Conversion
Class A-8 Common Stock
2010-08-11+72,426.64→ 72,426.64 total
Exercise/Conversion
Rollover Unit Option (right to buy)
2010-08-11−55,712.8→ 0 total
Exercise: $4.50From: 2005-08-11Exp: 2010-08-22→ Units (55,712.8 underlying)
Exercise/Conversion
Class L Common Stock
2010-08-11+8,044.928→ 8,044.928 total
Exercise: $0.00→ Class A-8 Common Stock (8,044.928 underlying)

Holdings

Class L Common Stock
(indirect: By Trust)
Exercise: $0.00→ Class A-8 Common Stock (208,750.822 underlying)
208,750.822
Class A-8 Common Stock
(indirect: By Trust)
1,878,757.4

Footnotes (5)

[F1]Shares received upon an exercise of 55,712.8 options for Units at an exercise price of $4.50 per Unit.
[F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
[F3]Rollover Unit Options became fully exercisable upon the closing of the acquisition of SunGard Data Systems Inc. on August 11, 2005.
[F4]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
[F5]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.

Documents

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