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4//SEC Filing

GULDIMANN TILL M 4

Accession 0001181431-10-041621

CIK 0001337272other
View on SEC.govCompany Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 4:18 PM ET

Size

12.4 KB

Accession

0001181431-10-041621

Insider Transaction Report

Form 4
Period: 2010-08-11
SUNGARD CAPITAL CORPNONE
GULDIMANN TILL M
Vice Chairman
Transactions
  • Exercise/Conversion

    Class A-8 Common Stock

    2010-08-11+72,426.64→ 72,426.64 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2010-08-11−55,712.8→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2010-08-22→ Units (55,712.8 underlying)
  • Exercise/Conversion

    Class L Common Stock

    2010-08-11+8,044.928→ 8,044.928 total
    Exercise: $0.00→ Class A-8 Common Stock (8,044.928 underlying)
Holdings

  • Class L Common Stock

    (indirect: By Trust)
    Exercise: $0.00→ Class A-8 Common Stock (208,750.822 underlying)
    208,750.822

  • Class A-8 Common Stock

    (indirect: By Trust)
    1,878,757.4
Footnotes (5)
  • [F1]Shares received upon an exercise of 55,712.8 options for Units at an exercise price of $4.50 per Unit.
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
  • [F3]Rollover Unit Options became fully exercisable upon the closing of the acquisition of SunGard Data Systems Inc. on August 11, 2005.
  • [F4]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
  • [F5]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.

Documents

1 file

Issuer

SUNGARD CAPITAL CORP

CIK 0001337272

→
Entity typeother

Related Parties

1
  • filerCIK 0001214673

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 4:18 PM ET
Size
12.4 KB
View on SEC.gov