4//SEC Filing
Murray R Scott 4
Accession 0001181431-10-042209
CIK 0001405287other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 3:24 PM ET
Size
10.1 KB
Accession
0001181431-10-042209
Insider Transaction Report
Form 4
Murray R Scott
DirectorChairman, President and CEO10% Owner
Transactions
- Purchase
Common Stock
2010-08-13$3.47/sh+500$1,735→ 3,783,252 total(indirect: See footnote) - Purchase
Common Stock
2010-08-16$3.77/sh+10,000$37,700→ 3,793,252 total(indirect: See Footnote)
Holdings
- 47,000(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $3.42 - $3.52. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- [F2]Includes (a) 3,753,402 shares held by Trillium Capital LLC, of which the reporting person is president, (b) 27,400 shares held by the R. Scott Murray Remainder Trust 2000, for which the reporting person exercises shared investment control, and (c) 2,450 shares held by The Murray Family Trust-2004, for which the reporting person exercises shared investment control. The reporting person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. The reporting herein of such securities shall not be construed as an admission that the undersigned is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- [F3]Includes (a) 3,753,402 shares held by Trillium Capital LLC, of which the reporting person is president, (b) 27,400 shares held by the R. Scott Murray Remainder Trust 2000, for which the reporting person exercises shared investment control, and (c) 12,450 shares held by The Murray Family Trust-2004, for which the reporting person exercises shared investment control. The reporting person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. The reporting herein of such securities shall not be construed as an admission that the undersigned is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- [F4]The reporting person's previously filed Forms 4 reporting transactions on May 25, 2010, May 27, 2010, August 6, 2010, August 9, 2010 and August 10, 2010 incorrectly reported an aggregate of 1,950 shares purchased by The Murray Family Trust-2004 as purchased directly by the reporting person. In addition, the reporting person's previously filed Form 4 reporting transactions on May 21, 2010 incorrectly reported an aggregate of 1,000 shares purchased by the R. Scott Murray Remainder Trust 2000 as purchased directly by the reporting person. Footnotes 2 and 3 above correctly reflect all holdings.
Documents
Issuer
Stream Global Services, Inc.
CIK 0001405287
Entity typeother
Related Parties
1- filerCIK 0001298502
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 3:24 PM ET
- Size
- 10.1 KB