LAWHON WILLIE D JR 4
4 · UWHARRIE CAPITAL CORP · Filed Aug 17, 2010
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
- Purchase
Common Stock (See Footnote 1)
2010-08-16$2.90/sh+800$2,320→ 800 total
Holdings
- 562
Common Stock (Held jointly with Spouse)
- 121(indirect: By Self As Custodian for Grandson)
Common Stock (Held by Self as Custodian for Grandson)
- 5,382.488
Common Stock (See Footnote 2)
- 29,851
Stock Options (Right to Purchase)
Exercise: $4.61From: 2003-11-19Exp: 2012-11-18→ Common Stock (29,851 underlying)
Footnotes (3)
- [F1]Held by Cede & Co., Depository for Pershing Safekeeper for Willie D. Lawhon, Jr.
- [F2]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
- [F3]Incentive Stock Options granted 11/19/2002 vest in five equal annual installments beginning 11/19/2003.