4//SEC Filing
Toffolon John E Jr 4
Accession 0001181431-10-044959
CIK 0001361872other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:28 PM ET
Size
21.8 KB
Accession
0001181431-10-044959
Insider Transaction Report
Form 4
Toffolon John E Jr
Director
Transactions
- Disposition to Issuer
Warrants (right to buy)
2010-08-30−100,000→ 0 totalExercise: $5.00From: 2008-05-24Exp: 2011-05-24→ Class A Common Stock (100,000 underlying) - Award
Warrants (right to buy)
2010-08-30+33,333→ 66,667 totalExercise: $5.00From: 2010-08-30Exp: 2013-05-24→ Class A Common Stock (33,333 underlying) - Award
Warrants (right to buy)
2010-08-30+33,333→ 100,000 totalExercise: $5.00From: 2010-08-30Exp: 2014-05-24→ Class A Common Stock (33,333 underlying) - Award
Warrants (right to buy)
2010-08-30+333,334→ 333,334 total(indirect: By Trust)Exercise: $5.00From: 2010-08-30Exp: 2012-05-24→ Class A Common Stock (333,334 underlying) - Award
Warrants (right to buy)
2010-08-30+333,333→ 666,667 total(indirect: By Trust)Exercise: $5.00From: 2010-08-30Exp: 2013-05-24→ Class A Common Stock (333,333 underlying) - Award
Warrants (right to buy)
2010-08-30+333,333→ 1,000,000 total(indirect: By Trust)Exercise: $5.00From: 2010-08-30Exp: 2014-05-24→ Class A Common Stock (333,333 underlying) - Disposition to Issuer
Warrants (right to buy)
2010-08-30−1,000,000→ 0 total(indirect: By Trust)Exercise: $5.00From: 2008-05-24Exp: 2011-05-24→ Class A Common Stock (1,000,000 underlying) - Award
Warrants (right to buy)
2010-08-30+33,334→ 33,334 totalExercise: $5.00From: 2010-08-30Exp: 2012-05-24→ Class A Common Stock (33,334 underlying)
Footnotes (2)
- [F1]The reported transactions involved an amendment of outstanding warrants with the issuer pursuant to Amendment No. 1 to Founder Warrant Agreement dated August 30, 2010, between the issuer and Continental Stock Transfer & Trust Company, a copy of which is filed as Exhibit 4.1 to the issuer's Current Report on Form 8-K filed with the SEC on August 31, 2010.
- [F2]The reporting person, as agent and attorney-in-fact for Barbara L Toffolon, in her capacity as co-trustee of the John E. Toffolon, Jr. Residuary Trust (the "Trust"), shares the power to vote or direct the vote of and to dispose or direct the disposition of the shares of class A common stock of the issuer issuable upon the exercise of the warrants reported above with Mrs. Toffolon, co-trustee of the Trust, with BNY Mellon, N.A. ("BNY"), co-trustee of the Trust and with The Bank of New York Mellon Corporation, the parent holding company of BNY. The reporting person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein.
Documents
Issuer
Westway Group, Inc.
CIK 0001361872
Entity typeother
Related Parties
1- filerCIK 0001375325
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 5:28 PM ET
- Size
- 21.8 KB