Dunham Donald A Jr 4

4 · GRANITE CITY FOOD & BREWERY LTD · Filed Oct 6, 2010

Form 4

Period: 2010-10-05

Director10% Owner

Transactions

Award
Stock Option (right to buy)
2010-10-05+5,000→ 5,000 total
Exercise: $1.82From: 2011-10-05Exp: 2020-10-05→ Common Stock (5,000 underlying)

Holdings

Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $3.00From: 2010-06-30Exp: 2014-08-25→ Common Stock (177 underlying)
177
Common Stock
(indirect: See footnote)
4,666,666
Common Stock
44,683
Warrant to Purchase Common Stock
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (17,760 underlying)
17,760
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.59From: 2010-06-30Exp: 2014-02-10→ Common Stock (692 underlying)
692
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (35,651 underlying)
35,651
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (9,817 underlying)
9,817

Footnotes (4)

[F1]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
[F2]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
[F3]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
[F4]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

Documents

1 file