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4//SEC Filing

Dunham Donald A Jr 4

Accession 0001181431-10-050083

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 5:49 PM ET

Size

14.4 KB

Accession

0001181431-10-050083

Insider Transaction Report

Form 4
Period: 2010-10-05
GRANITE CITY FOOD & BREWERY LTDGCFB
Dunham Donald A Jr
Director10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2010-10-05+5,000→ 5,000 total
    Exercise: $1.82From: 2011-10-05Exp: 2020-10-05→ Common Stock (5,000 underlying)
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $3.00From: 2010-06-30Exp: 2014-08-25→ Common Stock (177 underlying)
    177

  • Common Stock

    (indirect: See footnote)
    4,666,666

  • Common Stock

    44,683

  • Warrant to Purchase Common Stock

    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (17,760 underlying)
    17,760

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.59From: 2010-06-30Exp: 2014-02-10→ Common Stock (692 underlying)
    692

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (35,651 underlying)
    35,651

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (9,817 underlying)
    9,817
Footnotes (4)
  • [F1]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F2]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
  • [F3]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F4]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001462204

Filing Metadata

Form type
4
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 5:49 PM ET
Size
14.4 KB
View on SEC.gov