4//SEC Filing
ASHTON JAMES E III 4
Accession 0001181431-10-051637
CIK 0001337272other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 3:37 PM ET
Size
7.4 KB
Accession
0001181431-10-051637
Insider Transaction Report
Form 4
ASHTON JAMES E III
Division CEO
Transactions
- Disposition to Issuer
Class L Common Stock
2010-10-19$87.89/sh−13,478.236$1,184,602→ 32,515.859 totalExercise: $0.00→ Class A-8 Common Stock (13,478.236 underlying) - Disposition to Issuer
Class A-8 Common Stock
2010-10-19$0.21/sh−121,341.463$25,482→ 292,732.805 total
Footnotes (2)
- [F1]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F2]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.
Documents
Issuer
SUNGARD CAPITAL CORP
CIK 0001337272
Entity typeother
Related Parties
1- filerCIK 0001276168
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 3:37 PM ET
- Size
- 7.4 KB