4//SEC Filing
Wiand Burton W. 4
Accession 0001181431-10-051880
CIK 0001179090other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 3:29 PM ET
Size
22.9 KB
Accession
0001181431-10-051880
Insider Transaction Report
Form 4
Bonds.com Group, Inc.BDCG.OB
Wiand Burton W.
10% Owner
Transactions
- Other
Warrants to purchase common stock, par value $.0001
2010-10-08−378,717→ 0 totalExercise: $0.66From: 2007-10-26Exp: 2012-11-26→ Comm Stock par value $.0001 (53,652 underlying) - Other
Warrants to purchase common stock, par value $.0001
2010-10-08−824,566→ 0 totalExercise: $0.47From: 2008-09-22Exp: 2013-09-22→ Comm Stock par value $.0001 (287,063 underlying) - Other
Warrants to purchase common stock, par value $.0001
2010-07-29+166,670→ 1,539,196 totalExercise: $0.47From: 2008-09-22Exp: 2013-09-22→ Comm Stock par value $.0001 (166,670 underlying) - Other
Warrants to purchase common stock, par value $.0001
2010-07-29+378,717→ 1,539,156 totalExercise: $0.66From: 2009-10-26Exp: 2012-11-26→ Comm Stock par value $.0001 (378,717 underlying) - Other
Warrants to purchase common stock, par value $.0001
2010-10-08−33,334→ 0 totalExercise: $0.66From: 2008-09-22Exp: 2013-09-22→ Comm Stock par value $.0001 (9,584 underlying) - Other
Common Stock, $.0001 Par Value
2010-10-08+437,279→ 5,428,871 total - Other
Warrants to purchase common stock, par value $.0001
2010-10-08−135,869→ 0 totalExercise: $0.47From: 2008-09-22Exp: 2013-09-22→ Comm Stock par value $.0001 (39,062 underlying) - Other
Warrants to purchase common stock, par value $.0001
2010-10-08−166,670→ 0 totalExercise: $0.47From: 2008-09-22Exp: 2013-09-22→ Comm Stock par value $.0001 (47,918 underlying)
Footnotes (5)
- [F1]The ownership interest disclosed hereunder is being held by the Reporting Person in his capacity as the Receiver appointed by the United States District Court in the Middle District of Florida, Tampa Division (the "Court"), in the action styled Securities Exchange Commission v. Arthur Nadel, et al. (Case No: 8:09-cv-87-T-26TBM) (the "Action") pursuant to the Order Appointing Receiver dated January 21, 2009. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The Reporting Person acquired the non-derivative securities reported herein through the tender of certain warrants as reported and more fully described in Table II of this Form 4.
- [F3]In his capacity as the Court-appointed Receiver, the Reporting Person believes Neil V. Moody, as the sole trustee of the Neil V. Moody Revocable Trust, acquired the above-referenced warrants with funds from the defrauded investors in the Action. In order to advance settlement discussions with the Receiver, Neil V. Moody, in his capacity as the sole trustee of the Neil V. Moody Revocable Trust, assigned to the Reporting Person all of the rights, interest and title to the warrants reported hereunder. The Issuer has fully acknowledged the Reporting Person's interest in the warrants, and allowed the Reporting Person to tender those warrants pursuant to the Exchange Offer, as more fully described in the Issuer's public filings with the Securities and Exchange Commission.
- [F4]The Reporting Person tendered the warrants reported hereunder pursuant to the Exchange Offer by the Issuer in exchange for shares of common stock in the Issuer, as approved by the Court (DOC. 448).
- [F5]The actual exercise price is $0.46875, and is rounded up as reported due to space limitations.
Documents
Issuer
Bonds.com Group, Inc.
CIK 0001179090
Entity typeother
Related Parties
1- filerCIK 0001470248
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 3:29 PM ET
- Size
- 22.9 KB