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4//SEC Filing

PACE DANIEL J 4

Accession 0001181431-10-053412

CIK 0000903129other

View on SEC.gov Company Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 12:14 PM ET

Size

18.6 KB

Accession

0001181431-10-053412

Insider Transaction Report

Form 4

Period: 2010-11-02

AMERIGON INCARGN

VP Sales & Marketing

Transactions

Exercise/Conversion
Common Stock
2010-11-02$2.62/sh+16,666$43,665→ 115,934 total
Sale
Common Stock
2010-11-02$11.18/sh−87,999$984,058→ 27,935 total
Exercise/Conversion
Option to Purchase Common Stock
2010-11-02−30,000→ 0 total
Exercise: $4.90From: 2008-05-19Exp: 2014-05-19→ Common Stock (30,000 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2010-11-02−23,333→ 11,667 total
Exercise: $8.02From: 2010-06-30Exp: 2018-07-23→ Common Stock (23,333 underlying)
Exercise/Conversion
Common Stock
2010-11-02$4.90/sh+30,000$147,000→ 57,935 total
Exercise/Conversion
Common Stock
2010-11-02$9.66/sh+18,000$173,880→ 75,935 total
Exercise/Conversion
Option to Purchase Common Stock
2010-11-02−18,000→ 0 total
Exercise: $9.66From: 2009-12-29Exp: 2016-12-29→ Common Stock (18,000 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2010-11-02−16,666→ 33,334 total
Exercise: $2.62From: 2010-03-11Exp: 2019-03-11→ Common Stock (16,666 underlying)
Exercise/Conversion
Common Stock
2010-11-02$8.02/sh+23,333$187,131→ 99,268 total

Footnotes (1)

[F1]This option represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 45,001 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).

Documents

1 file

4
rrd290085.xmlPrimary
DANIEL PACE EXERCISE

Issuer

AMERIGON INC

CIK 0000903129

Entity typeother

Related Parties

1

filerCIK 0001265772

Filing Metadata

Form type: 4
Filed: Nov 3, 8:00 PM ET
Accepted: Nov 4, 12:14 PM ET
Size: 18.6 KB

View on SEC.gov