Ascent Solar Technologies, Inc.·4

Nov 8, 7:56 PM ET

Rakes Zane 4

4 · Ascent Solar Technologies, Inc. · Filed Nov 8, 2010

Insider Transaction Report

Form 4
Period: 2010-08-06
Rakes Zane
VP of Manufacturing
Transactions
  • Sale

    Common Stock

    2010-11-04$4.30/sh932$4,0081,568 total
  • Exercise/Conversion

    Common Stock

    2010-11-04+2,5002,500 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-11-042,5007,500 total
    Common Stock (2,500 underlying)
  • Award

    Common Stock Option (Right to Buy)

    2010-08-06+20,00020,000 total
    Exercise: $2.61Exp: 2020-08-06Common Stock (20,000 underlying)
  • Award

    Restricted Stock Units

    2010-08-06+10,00010,000 total
    Common Stock (10,000 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to recieve one share of the issuer's common stock.
  • [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted stock units.
  • [F3]The stock options vest in two equal annual installments on August 6, 2011 and August 6, 2012.
  • [F4]The restricted stock units vest in four equal installments on November 4, 2010, February 2, 2011, May 3, 2011 and August 1, 2011.

Documents

2 files