4//SEC Filing
Rakes Zane 4
Accession 0001181431-10-054128
CIK 0001350102other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 7:56 PM ET
Size
15.6 KB
Accession
0001181431-10-054128
Insider Transaction Report
Form 4
Rakes Zane
VP of Manufacturing
Transactions
- Sale
Common Stock
2010-11-04$4.30/sh−932$4,008→ 1,568 total - Exercise/Conversion
Common Stock
2010-11-04+2,500→ 2,500 total - Exercise/Conversion
Restricted Stock Units
2010-11-04−2,500→ 7,500 total→ Common Stock (2,500 underlying) - Award
Common Stock Option (Right to Buy)
2010-08-06+20,000→ 20,000 totalExercise: $2.61Exp: 2020-08-06→ Common Stock (20,000 underlying) - Award
Restricted Stock Units
2010-08-06+10,000→ 10,000 total→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to recieve one share of the issuer's common stock.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted stock units.
- [F3]The stock options vest in two equal annual installments on August 6, 2011 and August 6, 2012.
- [F4]The restricted stock units vest in four equal installments on November 4, 2010, February 2, 2011, May 3, 2011 and August 1, 2011.
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeother
Related Parties
1- filerCIK 0001480370
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 7:56 PM ET
- Size
- 15.6 KB