4//SEC Filing
Peters Scott 4
Accession 0001181431-10-054571
CIK 0000776008other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 8:18 PM ET
Size
13.8 KB
Accession
0001181431-10-054571
Insider Transaction Report
Form 4
Peters Scott
10% Owner
Transactions
- Purchase
Common Stock
2010-11-05$1.80/sh+1,666,666$2,999,999→ 15,369,564 total(indirect: See footnotes) - Award
Warrant
2010-11-05+1,666,666→ 5,537,635 total(indirect: See footnotes)Exercise: $1.80From: 2010-11-05Exp: 2015-11-05→ Common Stock (1,666,666 underlying)
Feehan Partners, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2010-11-05$1.80/sh+1,666,666$2,999,999→ 15,369,564 total(indirect: See footnotes) - Award
Warrant
2010-11-05+1,666,666→ 5,537,635 total(indirect: See footnotes)Exercise: $1.80From: 2010-11-05Exp: 2015-11-05→ Common Stock (1,666,666 underlying)
P.V. Partners, L.P.
10% Owner
Transactions
- Award
Warrant
2010-11-05+1,666,666→ 5,537,635 total(indirect: See footnotes)Exercise: $1.80From: 2010-11-05Exp: 2015-11-05→ Common Stock (1,666,666 underlying) - Purchase
Common Stock
2010-11-05$1.80/sh+1,666,666$2,999,999→ 15,369,564 total(indirect: See footnotes)
Tradewinds Master Fund (BVI) Ltd.
10% Owner
Transactions
- Purchase
Common Stock
2010-11-05$1.80/sh+1,666,666$2,999,999→ 15,369,564 total(indirect: See footnotes) - Award
Warrant
2010-11-05+1,666,666→ 5,537,635 total(indirect: See footnotes)Exercise: $1.80From: 2010-11-05Exp: 2015-11-05→ Common Stock (1,666,666 underlying)
Footnotes (3)
- [F1]Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. (Continued in Footnote 2)
- [F2]Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
- [F3]On November 5, 2010, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP and Feehan. Pursuant to the Agreement, the exercise price of 833,333 warrants held by each PVP and Feehan is $1.80 per share.
Documents
Issuer
STAR SCIENTIFIC INC
CIK 0000776008
Entity typeother
Related Parties
1- filerCIK 0001444109
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 8:18 PM ET
- Size
- 13.8 KB