Home/Filings/4/0001181431-10-058080
4//SEC Filing

TMP Associates II LP 4

Accession 0001181431-10-058080

CIK 0001375151other

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 12:26 PM ET

Size

50.2 KB

Accession

0001181431-10-058080

Insider Transaction Report

Form 4
Period: 2010-11-29
Transactions
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
Transactions
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
Transactions
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
Transactions
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
Transactions
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
Transactions
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
Transactions
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
Transactions
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
Transactions
  • Conversion

    Common Stock

    2010-11-29+5,1235,123 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+5,476$21,90414,700 total(indirect: By LLC)
  • Conversion

    Common Stock

    2010-11-29+1,4733,313 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-294,905,0240 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (490,502 underlying)
  • Conversion

    Common Stock

    2010-11-29+490,502490,502 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+524,229$2,096,9161,407,316 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+1,8401,840 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    8% Convertible Promissory Note

    2010-11-29392,5850 total(indirect: By Thomas, McNerney & Partners II, L.P.)
    Common Stock (392,585 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2918,4060 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,840 underlying)
  • Conversion

    Common Stock

    2010-11-29+4,1019,224 total(indirect: By LLC)
  • Purchase

    Common Stock

    2010-11-29$4.00/sh+1,967$7,8685,280 total(indirect: By TMP Associates II, L.P.)
  • Conversion

    Common Stock

    2010-11-29+392,585883,087 total(indirect: By Thomas, McNerney & Partners II, L.P.)
  • Conversion

    Series B Convertible Preferred Stock

    2010-11-2951,2390 total(indirect: By LLC)
    Common Stock (5,123 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-294,1010 total(indirect: By LLC)
    Common Stock (4,101 underlying)
  • Conversion

    8% Convertible Promissory Note

    2010-11-291,4730 total(indirect: By TMP Associates II, L.P.)
    Common Stock (1,473 underlying)
Footnotes (7)
  • [F1]Each of the Series A-1 Convertible Preferred Stock and the Series B Convertible Preferred Stock automatically converted to Common Stock at the closing of the Issuer's initial public offering on November 29, 2010 at a conversion ratio one share of Common Stock for every ten shares of Series A-1 Convertible Preferred Stock and one share of Common Stock for every ten shares of Series B Convertible Preferred Stock, as applicable, rounded down to the next whole number, for no additional consideration.
  • [F10]Upon the closing of the Issuer's initial public offering on November 29, 2010, the Reporting Persons ceased to be 10% owners of the Issuer's securities.
  • [F3]The principle of the Note and accrued interest thereon was automatically converted upon the closing of the Issuer's initial public offering on November 29, 2010 into shares of Common Stock at a conversion price equal to $4.00 per share, the per share price of the Common Stock sold in the Issuer's initial public offering.
  • [F6]These securities are owned of record by Thomas, McNerney & Partners II, L.P. ("TMP II LP"). Thomas, McNerney & Partners II, LLC ("TMP II LLC") is the general partner of TMP II LP and has shared voting and dispositive power of the securities held by TMP II LP, but TMP II LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP II LLC. Accordingly they may be deemed to share beneficial ownership of such shares, although each of them disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  • [F7]These securities are owned of record by TMP Nominee II, LLC ("TMP Nominee II"). The managers of TMP Nominee II having shared voting and dispositive power over these securities are James E. Thomas and Peter H. McNerney, each of which disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  • [F8]These securities are owned of record by TMP Associates II, L.P. ("TMP Associates II"). TMP II LLC is the general partner of TMP Associates II and has shared voting and dispositive power of the securities held by TMP Associates II, but TMP II LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP II LLC. Accordingly they may be deemed to share beneficial ownership of such shares, although each of them disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  • [F9]The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement.

Issuer

ZOGENIX, INC.

CIK 0001375151

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001383035

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 12:26 PM ET
Size
50.2 KB