Home/Filings/4/0001181431-10-059013

4//SEC Filing

RUTTENBERG ERIC M/ 4

Accession 0001181431-10-059013

CIK 0000817979other

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 6:05 AM ET

Size

34.2 KB

Accession

0001181431-10-059013

Insider Transaction Report

Form 4

Period: 2010-11-29

ACCURIDE CORPACUZD

Tinicum Lantern II, LLC

DirectorOther

Transactions

Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
Common Stock
2010-11-29+9,248→ 13,400 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)

TINICUM CAPITAL PARTNERS II PARALLEL FUND LP

DirectorOther

Transactions

Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+9,248→ 13,400 total
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)

Tinicum Capital Partners II Executive Fund L.L.C.

DirectorOther

Transactions

Conversion
Common Stock
2010-11-29+9,248→ 13,400 total
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)
Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)

OTOOLE TERENCE M

DirectorOther

Transactions

Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)
Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+9,248→ 13,400 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)

RUTTENBERG ERIC M/

DirectorOther

Transactions

Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+9,248→ 13,400 total
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)

TINICUM CAPITAL PARTNERS II, L.P.

DirectorOther

Transactions

Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−38,826→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (9,248 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−22,642→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (5,393 underlying)
Conversion
Common Stock
2010-11-29+1,783,616→ 2,583,565 total
Conversion
Common Stock
2010-11-29+5,393→ 7,765 total
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,487,522→ 0 total
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,783,616 underlying)
Conversion
7.5% Senior Convertible Notes due 2020
2010-11-29−7,548,990→ 0 total(indirect: See Footnotes)
From: 2010-02-26Exp: 2020-02-24→ Common Stock (1,798,257 underlying)
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
Common Stock
2010-11-29+1,798,257→ 2,604,730 total(indirect: See Footnotes)
Conversion
Common Stock
2010-11-29+9,248→ 13,400 total

Footnotes (11)

[F1]On November 29, Accuride Corporation (the "Issuer") settled its previously-announced offer to convert any and all of the Issuer's 7.5% Senior Convertible Notes due 2020 (the "Convertible Notes") into shares of the Issuer's Common Stock (the "Common Stock") and the related solicitation of consents from holders of Convertible Notes to certain proposed amendments (collectively, the "Conversion Offer"). Pursuant to the terms of the Conversion Offer, holders of Convertible Notes were entitled to surrender their Convertible Notes for conversion at a conversion rate of 218.2119 shares of Common Stock per $1,000 face amount of Convertible Notes validly tendered for conversion. (Continued in Footnote 2)
[F10]The amount of securities shown in this row is owned directly by the Funds. As the general partner to each of TCP II and the Parallel Fund and as the managing member of the Executive Fund, Tinicum Lantern II L.L.C. ("Tinicum Lantern") may be deemed to be the beneficial owner of the Issuer's securities held by each of the Funds. Tinicum Lantern disclaims any beneficial ownership of any of the Issuer's securities reported herein, except as to securities representing Tinicum Lantern's proportionate interest in each of the Funds.
[F11]The amount of securities shown in this row is owned directly by the Funds. Each of Terence M. O'Toole and Eric M. Ruttenberg (the "Managing Members"), as a managing member of Tinicum Lantern, may be deemed to be a beneficial owner of the Issuer's securities held by each of the Funds. The Managing Members disclaim any beneficial ownership of any of the Issuer's securities reported herein.
[F2]Each of Tinicum Capital Partners II, L.P. ("TCP II"), Tinicum Capital Partners II Parallel Fund, L.P. (the "Parallel Fund") and Tinicum Capital Partners II Executive Fund L.L.C. (the "Executive Fund", and, collectively with TCP II and the Parallel Fund, the "Funds") converted all of their Convertible Notes (including amounts received as paid-in-kind interest) pursuant to the terms of the Conversion Offer. Additionally, during the pendency of the Conversion Offer, the Issuer completed a 1-for-10 reverse stock split on November 18, 2010.
[F3]Represents shares of Common Stock received upon the conversion of $7,487,522 in aggregate principal amount of the Convertible Notes.
[F4]The Reporting Persons disclaim any membership in any "group".
[F5]The amount of securities shown in this row is owned directly by TCP II.
[F6]Represents shares of Common Stock received upon the conversion of $38,826 in aggregate principal amount of the Convertible Notes.
[F7]The amount of securities shown in this row is owned directly by the Parallel Fund.
[F8]Represents shares of Common Stock received upon the conversion of $22,642 in aggregate principal amount of the Convertible Notes.
[F9]The amount of securities shown in this row is owned directly by the Executive Fund.

Documents

1 file

4
rrd292995.xmlPrimary
FORM 4

Issuer

ACCURIDE CORP

CIK 0000817979

→

Entity typeother

Related Parties

filerCIK 0001141433

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 6:05 AM ET
Size: 34.2 KB

View on SEC.gov