4//SEC Filing
MANN JAMES L 4
Accession 0001181431-10-060918
CIK 0001337272other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 11:41 AM ET
Size
8.6 KB
Accession
0001181431-10-060918
Insider Transaction Report
Form 4
MANN JAMES L
Director
Transactions
- Award
Time-Based Restricted Stock Unit
2010-09-15+1,868→ 1,868 totalExercise: $0.00→ Units (1,868 underlying) - Award
Time-Based Class A Stock Option
2010-09-15+4,704→ 4,704 totalExercise: $0.21Exp: 2020-09-15→ Class A-8 Common Stock (4,704 underlying)
Footnotes (3)
- [F1]Time-Based Restricted Stock Units ("RSU") vest over 5 years with 10% vesting on the first anniversary of the date of grant ("Initial Vesting Date"), and the remaining 90% vesting in equal monthly installments over the 48 months following the Initial Vesting Date. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control that meets the requirements of a "change in control event" under Section 409A of the Internal Revenue Code, (ii) the Reporting Person's separation from service to SunGard without cause, or (iii) the date that is five years after the date of grant. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Time-Based Class A Options vest 25% one year after date of grant, and 1/48th of the remaining balance each month thereafter for 48 months.
Documents
Issuer
SUNGARD CAPITAL CORP
CIK 0001337272
Entity typeother
Related Parties
1- filerCIK 0001214676
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 11:41 AM ET
- Size
- 8.6 KB