HARDING MARK A 4
4 · FARMER BROTHERS CO · Filed Dec 13, 2010
Insider Transaction Report
Form 4
HARDING MARK A
SR. V.P. OPERATIONS
Transactions
- Award
Common stock
2010-12-09−3,000→ 6,400 total - Award
Stock Option (Right to buy)
2010-12-09−12,138→ 27,675 totalExercise: $18.03Exp: 2017-12-09→ Common Stock (12,138 underlying)
Footnotes (3)
- [F1]Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 9, 2013, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.
- [F2]Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 9, 2011, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.
- [F3]Includes a total of $1,337 shares (including 528 shares in fiscal 2010) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan.