4//SEC Filing
TETI NICHOLAS 4
Accession 0001181431-10-061986
CIK 0001371217other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:58 PM ET
Size
16.5 KB
Accession
0001181431-10-061986
Insider Transaction Report
Form 4
EnteroMedics IncETRM
TETI NICHOLAS
Director
Transactions
- Conversion
Common Stock
2010-12-14+10,840→ 10,840 total - Conversion
Series A NonVoting Convertible Preferred Stock
2010-12-14−10,840→ 0 totalFrom: 2010-09-30→ Common Stock (10,840 underlying)
Holdings
- 1,666
Stock Option (right to buy)
Exercise: $2.52From: 2010-05-06Exp: 2020-05-06→ Common Stock (1,666 underlying) - 1,666
Stock Option (right to buy)
Exercise: $26.41From: 2008-05-06Exp: 2018-05-06→ Common Stock (1,666 underlying) - 12,500
Stock Option (right to buy)
Exercise: $3.24From: 2010-02-10Exp: 2020-02-10→ Common Stock (12,500 underlying) - 4,578
Stock Option (right to buy)
Exercise: $44.77From: 2007-04-27Exp: 2017-04-27→ Common Stock (4,578 underlying) - 1,666
Stock Option (right to buy)
Exercise: $11.58From: 2009-05-05Exp: 2019-05-05→ Common Stock (1,666 underlying) - 25,000
Stock Option (right to buy)
Exercise: $13.80From: 2009-05-28Exp: 2019-05-28→ Common Stock (25,000 underlying) - 10,840
Up Front Warrant
Exercise: $2.15→ Common Stock (10,840 underlying)
Footnotes (6)
- [F1]Vests as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
- [F2]Vests in cumulative installments of 1/36th per month beginning the date shown.
- [F3]25,0000 shares vest immediately and the remaining 50,000 shares vest in cumulative installments of 1/36th per month beginning 3/10/2010.
- [F4]The Series A preferred stock automatically converted into EnteroMedics common stock on a 1-for-1 basis immediately after the completion of EnteroMedics' public offering on December 14, 2010 in accordance with terms of the Certificate of Designations.
- [F5]Not applicable.
- [F6]Exercisable six months from the date of issuance on 9/30/2010.
Issuer
EnteroMedics Inc
CIK 0001371217
Entity typeother
Related Parties
1- filerCIK 0001200882
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 4:58 PM ET
- Size
- 16.5 KB