Home/Filings/4/0001181431-10-061986
4//SEC Filing

TETI NICHOLAS 4

Accession 0001181431-10-061986

CIK 0001371217other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 4:58 PM ET

Size

16.5 KB

Accession

0001181431-10-061986

Insider Transaction Report

Form 4
Period: 2010-12-14
Transactions
  • Conversion

    Common Stock

    2010-12-14+10,84010,840 total
  • Conversion

    Series A NonVoting Convertible Preferred Stock

    2010-12-1410,8400 total
    From: 2010-09-30Common Stock (10,840 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $2.52From: 2010-05-06Exp: 2020-05-06Common Stock (1,666 underlying)
    1,666
  • Stock Option (right to buy)

    Exercise: $26.41From: 2008-05-06Exp: 2018-05-06Common Stock (1,666 underlying)
    1,666
  • Stock Option (right to buy)

    Exercise: $3.24From: 2010-02-10Exp: 2020-02-10Common Stock (12,500 underlying)
    12,500
  • Stock Option (right to buy)

    Exercise: $44.77From: 2007-04-27Exp: 2017-04-27Common Stock (4,578 underlying)
    4,578
  • Stock Option (right to buy)

    Exercise: $11.58From: 2009-05-05Exp: 2019-05-05Common Stock (1,666 underlying)
    1,666
  • Stock Option (right to buy)

    Exercise: $13.80From: 2009-05-28Exp: 2019-05-28Common Stock (25,000 underlying)
    25,000
  • Up Front Warrant

    Exercise: $2.15Common Stock (10,840 underlying)
    10,840
Footnotes (6)
  • [F1]Vests as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
  • [F2]Vests in cumulative installments of 1/36th per month beginning the date shown.
  • [F3]25,0000 shares vest immediately and the remaining 50,000 shares vest in cumulative installments of 1/36th per month beginning 3/10/2010.
  • [F4]The Series A preferred stock automatically converted into EnteroMedics common stock on a 1-for-1 basis immediately after the completion of EnteroMedics' public offering on December 14, 2010 in accordance with terms of the Certificate of Designations.
  • [F5]Not applicable.
  • [F6]Exercisable six months from the date of issuance on 9/30/2010.

Issuer

EnteroMedics Inc

CIK 0001371217

Entity typeother

Related Parties

1
  • filerCIK 0001200882

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:58 PM ET
Size
16.5 KB