Home/Filings/4/0001181431-10-062529
4//SEC Filing

Wagner Les H. 4

Accession 0001181431-10-062529

CIK 0001089575other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:58 PM ET

Size

12.2 KB

Accession

0001181431-10-062529

Insider Transaction Report

Form 4
Period: 2010-12-15
Wagner Les H.
Acting Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2010-12-15$1.00/sh1,250$1,2500 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-01-082,5000 total
    Exercise: $4.56Exp: 2018-07-10Common Stock (2,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-2912,5000 total
    Exercise: $3.48Exp: 2019-12-29Common Stock (12,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-01-0810,0000 total
    Exercise: $4.16Exp: 2020-01-08Common Stock (10,000 underlying)
Footnotes (5)
  • [F1]Disposed of in connection with the merger of National Coal Corp. with and into Ranger Coal Holdings, LLC, effective December 15, 2010 (the "Merger") pursuant to the Agreement and Plan of Merger dated September 27, 2010, as subsequently amended on December 10, 2010, among National Coal Corp., Ranger Energy Investments, LLC and Ranger Coal Holdings, LLC. In connection with the Merger, the shares listed were exchanged for the right to receive $1.00 per share in cash.
  • [F2]This option was to vest in four equal installments beginning on January 8, 2011.
  • [F3]This option was cancelled in the Merger for no consideration.
  • [F4]625 shares vested on July 14, 2009, 625 shares vested on July 14, 2010, and the remaining shares were to vest in two equal annual installments on each of July 14, 2011, on July 14, 2012.
  • [F5]This option was to vest in four equal installments of 3,125 on each of January 1, 2011, January 1, 2012, January 1, 2013 and January 1, 2014.

Issuer

NATIONAL COAL CORP

CIK 0001089575

Entity typeother

Related Parties

1
  • filerCIK 0001479771

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:58 PM ET
Size
12.2 KB