FERRANTE DOMENIC J 4
4 · REVA Medical, Inc. · Filed Dec 20, 2010
Insider Transaction Report
Form 4
FERRANTE DOMENIC J
10% Owner
Transactions
- Purchase
CHESS Depository Interests
2010-12-16−1,818,182→ 1,818,182 total(indirect: see footnote)→ Common Stock (181,818 underlying)
Holdings
- 2,783,204(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Australian CHESS Depository Interests (CDIs) trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's Common Stock on a ten-for-one basis.
- [F2]Represents 181,818 shares of the Issuer's Common Stock.
- [F3]The CDIs are convertible into the Issuer's Common Stock on a ten-for-one basis at any time.
- [F4]The CDIs were purchased in the Company's Initial Public Offering at a purchase price of A$1.10 per CDI, or the equivalent of A$11.00 per share of Common Stock.
- [F5]Domenic J. Ferrante, as the sole managing member of Brookside Capital Management, LLC ("BCM"), BCM as the sole general partner of Brookside Capital Investors II, L.P. ("BCI II"), and BCI II as the sole general partner of Brookside Capital Trading Fund, L.P. ("BCTF"), may each be deemed to share voting and dispositive powers with respect to the shares held by BCTF. Mr. Ferrante, BCM and BCI II disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.
- [F6]Domenic J. Ferrante, as the sole managing member of BCM, BCM as the sole general partner of Brookside Capital Investors, L.P. ("BCI"), and BCI as the sole general partners of Brookside Capital Partners Fund, L.P. ("BCP"), may each be deemed to share voting and dispositive powers with respect to the shares held by BCP. Mr. Ferrante, BCM and BCI disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.