Home/Filings/4/0001181431-10-062884
4//SEC Filing

FERRANTE DOMENIC J 4

Accession 0001181431-10-062884

CIK 0001496268other

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 7:27 PM ET

Size

12.4 KB

Accession

0001181431-10-062884

Insider Transaction Report

Form 4
Period: 2010-12-16
Transactions
  • Purchase

    CHESS Depository Interests

    2010-12-161,818,1821,818,182 total(indirect: see footnote)
    Common Stock (181,818 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,783,204
Transactions
  • Purchase

    CHESS Depository Interests

    2010-12-161,818,1821,818,182 total(indirect: see footnote)
    Common Stock (181,818 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,783,204
Transactions
  • Purchase

    CHESS Depository Interests

    2010-12-161,818,1821,818,182 total(indirect: see footnote)
    Common Stock (181,818 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,783,204
Transactions
  • Purchase

    CHESS Depository Interests

    2010-12-161,818,1821,818,182 total(indirect: see footnote)
    Common Stock (181,818 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,783,204
Footnotes (6)
  • [F1]Australian CHESS Depository Interests (CDIs) trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's Common Stock on a ten-for-one basis.
  • [F2]Represents 181,818 shares of the Issuer's Common Stock.
  • [F3]The CDIs are convertible into the Issuer's Common Stock on a ten-for-one basis at any time.
  • [F4]The CDIs were purchased in the Company's Initial Public Offering at a purchase price of A$1.10 per CDI, or the equivalent of A$11.00 per share of Common Stock.
  • [F5]Domenic J. Ferrante, as the sole managing member of Brookside Capital Management, LLC ("BCM"), BCM as the sole general partner of Brookside Capital Investors II, L.P. ("BCI II"), and BCI II as the sole general partner of Brookside Capital Trading Fund, L.P. ("BCTF"), may each be deemed to share voting and dispositive powers with respect to the shares held by BCTF. Mr. Ferrante, BCM and BCI II disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.
  • [F6]Domenic J. Ferrante, as the sole managing member of BCM, BCM as the sole general partner of Brookside Capital Investors, L.P. ("BCI"), and BCI as the sole general partners of Brookside Capital Partners Fund, L.P. ("BCP"), may each be deemed to share voting and dispositive powers with respect to the shares held by BCP. Mr. Ferrante, BCM and BCI disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.

Documents

1 file

Issuer

REVA Medical, Inc.

CIK 0001496268

Entity typeother

Related Parties

1
  • filerCIK 0001213397

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 7:27 PM ET
Size
12.4 KB