Dunham Donald A Jr 4
4 · GRANITE CITY FOOD & BREWERY LTD · Filed Dec 28, 2010
Insider Transaction Report
Form 4
Dunham Donald A Jr
Director10% Owner
Transactions
- Other
Common Stock
2010-12-23+1,261→ 45,944 total
Holdings
- 4,666,666(indirect: See footnote)
Common Stock
- 35,651(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (35,651 underlying) - 17,760
Warrant to Purchase Common Stock
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (17,760 underlying) - 5,000
Stock Option (right to buy)
Exercise: $1.82From: 2011-10-05Exp: 2020-10-05→ Common Stock (5,000 underlying) - 177(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $3.00From: 2010-06-30Exp: 2014-08-25→ Common Stock (177 underlying) - 9,817(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (9,817 underlying) - 692(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $1.59From: 2010-06-30Exp: 2014-02-10→ Common Stock (692 underlying)
Footnotes (4)
- [F1]Distribution to reporting person of issuer's Common Stock by Granite Partners, L.L.C.
- [F2]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F3]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F4]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.