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4//SEC Filing

Dunham Donald A Jr 4

Accession 0001181431-10-063842

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 6:16 PM ET

Size

14.3 KB

Accession

0001181431-10-063842

Insider Transaction Report

Form 4
Period: 2010-12-23
GRANITE CITY FOOD & BREWERY LTDGCFB
Dunham Donald A Jr
Director10% Owner
Transactions
  • Other

    Common Stock

    2010-12-23+1,261→ 45,944 total
Holdings

  • Common Stock

    (indirect: See footnote)
    4,666,666

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (35,651 underlying)
    35,651

  • Warrant to Purchase Common Stock

    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (17,760 underlying)
    17,760

  • Stock Option (right to buy)

    Exercise: $1.82From: 2011-10-05Exp: 2020-10-05→ Common Stock (5,000 underlying)
    5,000

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $3.00From: 2010-06-30Exp: 2014-08-25→ Common Stock (177 underlying)
    177

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (9,817 underlying)
    9,817

  • Warrant to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $1.59From: 2010-06-30Exp: 2014-02-10→ Common Stock (692 underlying)
    692
Footnotes (4)
  • [F1]Distribution to reporting person of issuer's Common Stock by Granite Partners, L.L.C.
  • [F2]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F3]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F4]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001462204

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 6:16 PM ET
Size
14.3 KB
View on SEC.gov