Eller Ron 4
4 · Ascent Solar Technologies, Inc. · Filed Jan 4, 2011
Insider Transaction Report
Form 4
Eller Ron
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2010-12-31−3,113→ 0 total→ Common Stock (3,113 underlying) - Award
Restricted Stock Units
2011-01-04+15,772→ 15,772 total→ Common Stock (15,772 underlying) - Exercise/Conversion
Common Stock
2010-12-31+3,113→ 11,594 total - Sale
Common Stock
2011-01-03$3.43/sh−1,600$5,482→ 9,994 total
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- [F2]The shares were sold pursuant to a sales plan adopted by the reporting person on January 13, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.41 to $3.44, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The restricted stock units vest in four equal installments on the last day of each fiscal quarter in 2010.
- [F5]The restricted stock units vest in four equal installments on the last day of each fiscal quarter in 2011.