Home/Filings/4/0001181431-11-002060
4//SEC Filing

Pappis Charles C 4

Accession 0001181431-11-002060

CIK 0000006951other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 8:11 PM ET

Size

14.8 KB

Accession

0001181431-11-002060

Insider Transaction Report

Form 4
Period: 2011-01-03
Pappis Charles C
Corp.VP, GM AGS
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-01-0321,66643,334 total
    Exercise: $8.58Exp: 2014-03-09Common Stock (21,666 underlying)
  • Exercise/Conversion

    Common Stock

    2011-01-03$8.58/sh+21,666$185,894277,289.917 total
  • Sale

    Common Stock

    2011-01-03$14.26/sh21,666$308,957255,623.917 total
  • Sale

    Common Stock

    2011-01-03$14.26/sh7,914$112,854247,709.917 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,185.057
Footnotes (2)
  • [F1]Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.
  • [F2]21,666 shares became exercisable on 4/1/2010 and 21,667 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Issuer

APPLIED MATERIALS INC /DE

CIK 0000006951

Entity typeother

Related Parties

1
  • filerCIK 0001475345

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 8:11 PM ET
Size
14.8 KB