4//SEC Filing
HARKLEROAD DONALD R 4
Accession 0001181431-11-004028
CIK 0000866970other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 8:46 PM ET
Size
13.0 KB
Accession
0001181431-11-004028
Insider Transaction Report
Form 4
HARKLEROAD DONALD R
Director
Transactions
- Award
Option (Right to Buy)
2010-12-21+87,879→ 87,879 totalExercise: $3.30From: 2010-12-21Exp: 2011-01-03→ Common Stock (87,879 underlying) - Award
Option (Right to Buy)
2011-01-03+12,000→ 12,000 totalExercise: $3.30Exp: 2021-01-03→ Common Stock (12,000 underlying) - Exercise/Conversion
Common Stock
2011-01-03$3.30/sh+30,303$100,000→ 30,303 total - Exercise/Conversion
Option (Right to Buy)
2011-01-03−30,303→ 57,576 totalExercise: $3.30From: 2010-12-21Exp: 2011-01-03→ Common Stock (30,303 underlying)
Holdings
- 296,199(indirect: By The Bristol Company)
Common Stock
Footnotes (4)
- [F1]The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.
- [F2]The reporting person was granted an option to receive up to 87,879 shares of the Issuer's common stock for $3.30 per share in lieu of receiving $290,000 as cash compensation for serving as a non-employee director of the Issuer during the 2011 fiscal year.
- [F3]The reporting person elected to receive 30,303 shares of common stock in lieu of receiving $100,000 as cash compensation for serving as a non-employee director of the Issuer during the 2011 fiscal year. The remaining election rights under the option expired on January 3, 2011.
- [F4]The stock options vest in equal quarterly installments on the first trading day immediately following the end of each fiscal quarter of 2011 and are subject to the terms of Lighting Science Group Corporation's Amended and Restated Equity-Based Compensation Plan.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001254472
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 8:46 PM ET
- Size
- 13.0 KB