4//SEC Filing
Markowitz Barry 4
Accession 0001181431-11-004707
CIK 0001103078other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 5:24 PM ET
Size
14.2 KB
Accession
0001181431-11-004707
Insider Transaction Report
Form 4
Markowitz Barry
Director
Transactions
- Award
Restricted Stock
2011-01-19+18,518→ 0 total→ Common Stock (18,518 underlying) - Award
Restricted Stock
2010-06-09+182,692→ 0 total→ Common Stock (182,692 underlying)
Holdings
- 58,800
Common Stock
- 4,000(indirect: Joint by Barry & Susan Markowitz)
Common Stock
- 241,210
Stock Options
Exercise: $1.16From: 2010-03-04Exp: 2014-12-04→ Common Stock (25,000 underlying) - 0
Stock Options
Exercise: $5.51From: 2007-11-09Exp: 2016-11-09→ Common Stock (5,000 underlying) - 0
Stock Options
Exercise: $13.93From: 2005-05-15Exp: 2015-11-14→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]A total of 5,000 shares became exercisable on 11/09/2007.
- [F2]A total of 10,000 shares became exercisable on 11/09/2006.
- [F3]Stock Options vest at a rate of 1/20 per quarter over 5 years until 12/04/2014.
- [F4]Consists of deferred stock units issued under the Raser Technologies, Inc. Amended and Restated 2004 Long-Term Incentive Plan with respect to shares issued to the reporting person and for the annual retainer fees for non-employee directors. Each deferred stock unit will vest on June 9. 2011 and will enable the reporting person to receive one share of common stock for each deferred stock unit following the reporting person's retirement or termination of service from the Board of Directors for any reason. The reporting person may not sell or receive value from any deferred stock unit prior to the termination of service. The shares will be delivered to the reporting person in a lump sum at such time.
- [F5]Consists of deferred stock units issued under the Raser Technologies, Inc. Amended and Restated 2004 Long-Term Incentive Plan with respect to shares issued to the reporting person and for the annual retainer fees for non-employee directors. Each deferred stock unit vested immediately and will enable the reporting person to receive one share of common stock for each deferred stock unit following the reporting person's retirement or termination of service from the Board of Directors for any reason. The reporting person may not sell or receive value from any deferred stock unit prior to the termination of service. The shares will be delivered to the reporting person in a lump sum at such time.
Documents
Issuer
RASER TECHNOLOGIES INC
CIK 0001103078
Entity typeother
Related Parties
1- filerCIK 0001344686
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 5:24 PM ET
- Size
- 14.2 KB