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4//SEC Filing

GULDIMANN TILL M 4

Accession 0001181431-11-005305

CIK 0001337272other
View on SEC.govCompany Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 3:01 PM ET

Size

15.8 KB

Accession

0001181431-11-005305

Insider Transaction Report

Form 4
Period: 2011-01-24
SUNGARD CAPITAL CORPNONE
GULDIMANN TILL M
Vice Chairman
Transactions
  • Tax Payment

    Class L Common Stock

    2011-01-24−2,569.808→ 10,625.388 total
    Exercise: $0.00→ Class A-8 Common Stock (2,569.808 underlying)
  • Exercise/Conversion

    Class L Common Stock

    2011-01-24+5,150.267→ 13,195.195 total
    Exercise: $0.00→ Class A-8 Common Stock (5,150.267 underlying)
  • Tax Payment

    Class A-8 Common Stock

    2011-01-24−23,135.386→ 95,657.921 total
  • Exercise/Conversion

    Class A-8 Common Stock

    2011-01-24+46,366.667→ 118,793.307 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2011-01-24−35,666.667→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2011-03-07→ Units (35,666.667 underlying)
Holdings

  • Class L Common Stock

    (indirect: By Trust)
    Exercise: $0.00→ Class A-8 Common Stock (208,750.822 underlying)
    208,750.822

  • Class A-8 Common Stock

    (indirect: By Trust)
    1,878,757.4
Footnotes (4)
  • [F1]Shares received upon exercise of an aggregate of 35,666.6667 options for Units at an exercise price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
  • [F3]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
  • [F4]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.

Documents

1 file

Issuer

SUNGARD CAPITAL CORP

CIK 0001337272

→
Entity typeother

Related Parties

1
  • filerCIK 0001214673

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 3:01 PM ET
Size
15.8 KB
View on SEC.gov