GULDIMANN TILL M 4

4 · SUNGARD CAPITAL CORP · Filed Jan 26, 2011

Form 4

Period: 2011-01-24

Vice Chairman

Transactions

Tax Payment
Class L Common Stock
2011-01-24−2,569.808→ 10,625.388 total
Exercise: $0.00→ Class A-8 Common Stock (2,569.808 underlying)
Exercise/Conversion
Class L Common Stock
2011-01-24+5,150.267→ 13,195.195 total
Exercise: $0.00→ Class A-8 Common Stock (5,150.267 underlying)
Tax Payment
Class A-8 Common Stock
2011-01-24−23,135.386→ 95,657.921 total
Exercise/Conversion
Class A-8 Common Stock
2011-01-24+46,366.667→ 118,793.307 total
Exercise/Conversion
Rollover Unit Option (right to buy)
2011-01-24−35,666.667→ 0 total
Exercise: $4.50From: 2005-08-11Exp: 2011-03-07→ Units (35,666.667 underlying)

Holdings

Class L Common Stock
(indirect: By Trust)
Exercise: $0.00→ Class A-8 Common Stock (208,750.822 underlying)
208,750.822
Class A-8 Common Stock
(indirect: By Trust)
1,878,757.4

Footnotes (4)

[F1]Shares received upon exercise of an aggregate of 35,666.6667 options for Units at an exercise price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II
[F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
[F3]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
[F4]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.

Documents

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