THOMAS GREGORY S 4
4 · AMERICAN STATES WATER CO · Filed Feb 1, 2011
Insider Transaction Report
Form 4
THOMAS GREGORY S
Vice President
Transactions
- Award
Common Stock
2010-09-01$34.29/sh+22.188$761→ 3,213.727 total - Award
Common Stock
2010-12-01$37.26/sh+20.574$767→ 3,234.301 total - Tax Payment
Common Stock
2011-02-01$34.00/sh−233.965$7,955→ 2,823.6 total - Award
Common Stock
2010-06-01$33.93/sh+22.253$755→ 3,191.539 total - Award
Common Stock
2011-01-30+66.952→ 122.531 total(indirect: By 401(k)) - Tax Payment
Common Stock
2011-01-30$33.90/sh−176.736$5,991→ 3,057.565 total
Footnotes (6)
- [F1]420 previously reported RSU's vested on 1/29/11 of which 176.7363 were withheld to satisfy tax withholding
- [F2]556 previously reported RSU's vested on 1/31/11 of which 233.9650 were withheld to satisfy tax withholding
- [F3]DER units credited on 6/1/2010 as dividend at FMV
- [F4]DER units credited on 9/1/2010 as dividend at FMV
- [F5]DER units credited on 12/1/2010 as dividend at FMV
- [F6]Updated 401K employee contribution of company stock